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MiFID II: New Governance Rules in Relation to Investment Firms

MiFID II: New Governance Rules in Relation to Investment Firms The European Parliament and the European Committee proposed a new 'Markets in Financial Instruments Directive' (MiFID II) in order to replace the Directive 2004/39/EG (the MiFID framework directive (MiFID I)) recently. The EP and EC also proposed a new MiFID II-Regulation. MiFID II stipulates rules with respect to providing services in financial instruments by banks and investment firms, as well as the operation of regulated markets by market operators. http://www.deepdyve.com/assets/images/DeepDyve-Logo-lg.png European Company Law Kluwer Law International

MiFID II: New Governance Rules in Relation to Investment Firms

European Company Law , Volume 11 (3) – May 1, 2014

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Publisher
Kluwer Law International
Copyright
Copyright © Kluwer Law International
ISSN
1572-4999
Publisher site
See Article on Publisher Site

Abstract

The European Parliament and the European Committee proposed a new 'Markets in Financial Instruments Directive' (MiFID II) in order to replace the Directive 2004/39/EG (the MiFID framework directive (MiFID I)) recently. The EP and EC also proposed a new MiFID II-Regulation. MiFID II stipulates rules with respect to providing services in financial instruments by banks and investment firms, as well as the operation of regulated markets by market operators.

Journal

European Company LawKluwer Law International

Published: May 1, 2014

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