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SEC Adopts New Insider Trading Rules and Protection for Prearranged Trades

SEC Adopts New Insider Trading Rules and Protection for Prearranged Trades This article delves into the new rules concerning insider trading and protection for prearranged trades, which were adopted at the same time Regulation FD was adopted. This starts with the basics of 10 b5 insider trading and then it moves into the specifics and the application of the new rules. This is also a discussion of affirmative defenses available for trading plan. http://www.deepdyve.com/assets/images/DeepDyve-Logo-lg.png Journal of Investment Compliance Emerald Publishing

SEC Adopts New Insider Trading Rules and Protection for Prearranged Trades

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Publisher
Emerald Publishing
Copyright
Copyright © Emerald Group Publishing Limited
ISSN
1528-5812
DOI
10.1108/eb045887
Publisher site
See Article on Publisher Site

Abstract

This article delves into the new rules concerning insider trading and protection for prearranged trades, which were adopted at the same time Regulation FD was adopted. This starts with the basics of 10 b5 insider trading and then it moves into the specifics and the application of the new rules. This is also a discussion of affirmative defenses available for trading plan.

Journal

Journal of Investment ComplianceEmerald Publishing

Published: Mar 1, 2000

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