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Attitudes to Dishonesty An Analysis of Financial Services Compliance Officers' Attitudes

Attitudes to Dishonesty An Analysis of Financial Services Compliance Officers' Attitudes Compliance officers are those specifically employed in financial services companies to ensure compliance with the legal requirements imposed by the Financial Services Act 1986, and other relevant legislation. This paper discusses the perceptions of a sample group of compliance officers of the relative seriousness of specific criminal acts involving dishonesty and the implications for the effective regulation of the financial services industry. The data were gathered during research for the degree of Master of Arts in Police Studies at the University of Exeter. http://www.deepdyve.com/assets/images/DeepDyve-Logo-lg.png Journal of Financial Crime Emerald Publishing

Attitudes to Dishonesty An Analysis of Financial Services Compliance Officers' Attitudes

Journal of Financial Crime , Volume 1 (3): 8 – Mar 1, 1993

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Publisher
Emerald Publishing
Copyright
Copyright © Emerald Group Publishing Limited
ISSN
1359-0790
DOI
10.1108/eb025623
Publisher site
See Article on Publisher Site

Abstract

Compliance officers are those specifically employed in financial services companies to ensure compliance with the legal requirements imposed by the Financial Services Act 1986, and other relevant legislation. This paper discusses the perceptions of a sample group of compliance officers of the relative seriousness of specific criminal acts involving dishonesty and the implications for the effective regulation of the financial services industry. The data were gathered during research for the degree of Master of Arts in Police Studies at the University of Exeter.

Journal

Journal of Financial CrimeEmerald Publishing

Published: Mar 1, 1993

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