TY - JOUR AU1 - Kurda, Reben AB - 1. Introduction Mobile telecommunications technologies such as General Packet Radio Service (GPRS) and Universal Mobile telecommunications System (UMTS) have mainly focused on quality of services (QoS) of non-Real Time (RT) and voice applications. Nowadays, the development of real applications for cellular devices is mostly concentrated on multimedia services. Accordingly, Long Term Evolution advanced (LTE-A) technology has been introduced by the third Generation Partnership Project (3GPP) to improve capacities of the modern cellular networks and fulfill RT applications services. Hence, the advanced versions of Long Term Evolution (LTE) employ Single Carrier Orthogonal Frequency Division Multiple Access (SC-ODFMA) technology in the Uplink (UL) direction. The battery life can be considered as one of the key parameters that significantly affect the efficiency of all mobiles. Although battery performance has been improved by many manufactures, it is still necessary to ensure that the mobile uses as low battery power as possible. As mentioned above, LTE-A signal format has been using SC-OFDMA to provide reliable high speed data communications. Similar fact has been reported by Myung, Lim [1]. The use of OFDM has enabled LTE to provide reliable link quality, even in the presence of reflections and the adaptive modulation, which provides the ability to modify the link according to the prevailing signal quality. In other words, QoS of LTE technology should work in a way that optimizes the fairness and utilization. In addition, RT services must have a high QoS level, but non-RT services may only need a minimum bitrate [2, 3]. To increase the capacity in terms of throughput, network densification (number of base station) is necessary for wireless access networks [4]. In other words, the distance between User Equipment (UE) and Traditional Base-Station (eNodeB) can be reduced by using extra base station per unit-area that enables accommodating extra UEs per unit-area, and causing a link-budget enhancement [5, 6]. The deployment of additional base-stations (eNodeB) per any unit area makes shorter distances between classical eNodeB and their UE, as well as permits considering more UEs per specific area, and leading in a higher resource capacity enhancement [5]. Due to high density of UE in some specific areas (e.g. metropolitan and urban), the demand to widen the capacity of network has been continuously increasing. Thus, it is important to find an optimum location and best configuration for the network-settings in order to guarantee minimum interference-generation, satisfactory data-rates and better QoS for each UE. Recently, LTE specifications have optimized eNodeB by deploying a smaller coverage in order to remarkably enhance QoS of future generation wireless technologies such as Femtocell, also called Home eNodeB (HeNodeB). However, to configure the setting of traditional cellular base-station with newly low powered radio access nodes HeNodeBs in any location such as offices, apartments, malls, train stations or houses, it is required to analyse the impact of reusing the licensed spectrum within various attributes, i.e. size of cell, UEs distances among each other, HeNodeB serving, power control parameters (e.g. UL direction), the distance between inter-site neighboring small cells, and also considering the scenario composition [7, 8]. Normally, the main goal of Femtocells is to offer strengthened mobile coverage of UEs in buildings. Accordingly, the issue related to the loss of signals due to multiple wall penetration will be overcame [9]. One of the principal issues of the femtocell utilization, namely closed-subscriber group (CSG), is mainly concentrated on femto-femto and macro-femto interferences. However, this may not happen for the open subscriber group (OSG) mechanisms because the macro-users are permitted to be automatically handed-over [10–12]. To guarantee power efficient utility, minimize the intra-cell interference and enhance QoS, 3GPP has introduced an approach for Transmitting Power Control (TPC) which also authorizes to investigate power controls in both DL and UL directions [13, 14]. According to the LTE-A specification (3GPP Release NO. 11) made by Schwarz and Rohde [15] which is titled “LTE- Advanced (3GPP Rel.11) Technology Introduction—White Paper”, the coordination multi-point operation (CoMP) has standardized for the Uplink HetNets based on the interference scenario for both resources scheduling and Beamforming (Power allocation). Moreover, specific control techniques for the UE transmission power are addressed to minimize the negative effect of the interference on the network capacities. Furthermore, there were 2 mechanisms introduced for Resources Block (RB) TPC in the LTE uplink: (i) Open Loop Power Control Point (OLPC) and (ii) Dynamic Power Offset (DPO) that provide the basic operating point for UE transmit power (TP) as shown below: OLPC has been introduced as an ability of UE to determine the uplink transmits power to a specific value to fit the receiver. The mentioned process works by assessing the pathloss portion between the eNodeB serving and UE, knowing cell reference and received power of the reference signal, as well as UE-Specific portion which is an offset that applies to a particular UE. DPO scheme works according to the signaled eNodeB. In addition, DPO has the ability of UE to adapt the uplink transmits power based on the dynamic-loop correction value (TPC commands). In general, eNodeB sends the commands of TPC to UE according to the Signal-to-Interference-Plus-Noise-Ratio (SINR) and MR Signal-to-Interference in order to normalize with the different modulation and coding schemes (MCS) [16–18]. In general, the problematic of interference in uplink and downlink are different subjects. In Downlink direction, higher performances to macro cell user equipment will be the main target [9, 11, 19–23]. While, in uplink direction, higher performances to small cell user equipment will be the main target. Since the domain of this study relates to the uplink direction, the author of this study investigated a model to get higher performance to small cell user equipment. Accordingly, to overcome the mentioned issues (i and ii), this study utilizes a novel strategy for the DPO scheme. In this strategy, the uplink receiver at HeNodeB estimates the SINR of the received signal and compares it with the desired SINR target value according to Real Time Traffics (RTT). Based on the mentioned parameters, this study named the strategy “Fractional Self-Power Control (FSPC)”. In the proposed strategy, TPC command is transmitted to UE to increase the power transmitter power when the received SINR does not satisfy the SINR target. Otherwise, the TPC command will be requested to decrease a transmitter power. In other words, the FSPC specifies the minimum transmission for each UE in the first step. Then, the initial power will be further adjusted using PDCCH signaling as a TPC commands to the UE. The remainder of this study is structured seven sections. Section 2 describes the related studies. For that purpose, an extensive literature has been devoted regarding the LTE. Section 3 describes the contribution of the proposed strategy (FSPC) to the scientific community. Then, the System Model and Assumptions are introduced in section 4. Section 5 discusses the proposed scheme. In section 6, the simulation environment scenarios within the numerical results are described. Finally, the output and conclusions of this study are shown in Section 7. 2. Background In general, the DPC scheme is adopted for eNodeB deployment, which guarantees a higher QoS for the average of total cell’s users by slightly minimizing the performance of the edge cells [24]. Previous studies [25–27] investigated the influence of ULTP in detail. Nevertheless, some assumptions regarding stability of channels over different frames, namely in mobility cases, were not taken into consideration. Another study [28] also showed the reduction of the transmission energy in regard to the uplink allocation resources. However, the study evaluated the gain with the conventional power consumption without eNodeB interference. On the other hand, concerning the TPC mode, many research studies investigated the small cell deployments. In a study [29], bandwidth allocation issue and DLTP for a HeNodeB in heterogeneous network scenario have been explored in details. In other studies [30, 31], a decentralized power controlling scheme with a fully compensation mode for small cells in each homogenous and heterogeneous network deployment scenarios were proposed. Although the small cell UL deployment was investigated, the lower transmission power might be differently expected. On the other hand, to obtain higher insight concerning the influence of the maximum transmission power, it is important to analyse its influence on HeNodeB and eNodeB cell functioning and the TPC mode by considering OLPC. In some studies [32–36], the decentralized power allocation schemes were proposed under the assumption of limited eNobeB user channel information. In the neighbor-friendly scheme of Kim, Je [33], HeNobeBs allocated the total adjusted power on sub-channels in order to maintain the targeted Femtocell User Equipment (FUEs) sum-rates while mitigating the interference on Macrocell User Equipment (MUEs). Nevertheless, some assumptions about channel stability over several frames may not be valid, especially in mobility scenarios. Bennis, Giupponi [34] analyzed the influence of various eNobeB sizes on the PC, assuming femtocells’ overhearing ability of MUEs’ RSRP measurements. DL power allocation methods were proposed in some studies [35, 36], where no control information exchange was considered between HeNobeBs and eNobeBs. As an alternative, each HeNobeBs predicts the RB allocation to its close-by MUEs according to their overheard Channel State Information (CSI) feedback from MUEs to eNobeBs. According to the MUE allocation prediction, each HeNobeBs can perform resource allocation to FUEs while mitigating interference towards close-by MUEs. Nevertheless, interference mitigation (IM) among FBSs was not considered. Milner, Davis [37] proposed a new Flocking Algorithm for self-organization and control of the backbone nodes in the hierarchical heterogeneous wireless networks through collecting local information from end users. Additionally, the new algorithm suggested by the authors can sufficiently work for the energy optimization while respect to convergence speed and quality of solutions. To optimize the problem of energy efficiency in the resources allocation in a heterogeneous network scenario, Zhang, Liu [38] proposed a new power and sub-channel algorithm allocations according to the number of the users and their demands. Accordingly, they proposed to use classical small/macro cell case networks instead of the conventional systems. Similar concept can be seen in the study of Chen, Saad [39] regarding the optimization of the UL–DL decoupling use, and Iturralde, Yahiya [40] for radio resource management schemes. Furthermore, Tsiropoulou, Kapoukakis [41] focused on the optimum range of power allocation and subcarrier in multiuser SC-FDMA wireless networks through the tradeoff between users’ actual uplink throughput performance and their corresponding energy consumption. Nevertheless, this work did not focus on heterogeneous network. Moreover, Tsiropoulou, Kapoukakis [42] made an extensive survey to resource allocation algorithms in multiuser SC-FDMA wireless network through throughput optimization, resource allocation and fairness, resource allocation considering user’s Qos requirements, and joint power and subcarrier allocation. Accordingly, the authors reported several promising paths to follow heterogeneity network design and implement a resource allocation scheme such as subcarriers/RBs and users’ uplink transmission power with respect to multiple services (VoIP and video flow) which is related to the scope and novelty of this study. Regarding the performance of small/macro cell, a few studies [43, 44] have focused on the output of different small cell stationing scenarios. Jensen, Lauridsen [45] reported that DL and UL TP data rate significantly influence the power consummation of UE. Thus, it is important to focus on the influence of maximum power limit for any LTE UL to enhance the battery life of UE. Joshi, Colombi [46] focused on the radio frequency electromagnetic field (RF-EMF) and suggested that the UE TP must be kept lower to minimize the emissions. Recently, with continuous increase of user requirements, the capacity and performance have been improved. Consequently, energy-efficiency in cellular networks based on the dynamic power allocation has taken remarkable attention [47]. The aim of considering energy-efficient communication is to reduce the total network energy consumption and achieve an acceptable rate of data transfer of the user [48]. To achieve the mentioned goal, there are two main methods to use small cell base station: (i) static (fixed) [49, 50] and (ii) dynamic (movable) [51–54] small cell base stations deployment. Additionally, the dual connectivity-based seamless HO procedure was introduced in a study by Huang, Tang [54] to guarantee the transmission QoS of UEs. The authors proposed an approach of transferring UEs from small cell to macrocell base station. Also the approach reduced the network energy consumption and mitigated the inter-cell interference. The main goal was to enhance the energy-efficiency in the DL, however, the energy-efficiency enhancement for the UE in UL direction was not taken into consideration in the mentioned study. To enhance network accessibility in urgent situations, Teng, Li [55] focused on the efficient usage of autonomous mobile base-stations (vehicular or aerial). This was mainly used to overcome the issue of disconnected network. Similarly to the mentioned study, Cileo, Sharma [56] also focused on the aerial base station and made a broad analysis on its inter-cell interference, capacity and cell-coverage. Although the dynamic base stations deployment may solve some issues (e.g. discounted networks and reduce the impact on the main stations in loaded areas), there are some disadvantages due to the fact that UE may find frequencies from multiple stations that results to consume more power. Some researchers [57–59] have studied the mentioned issue of the dynamic base stations and reported some ways to overcome the obstacles. Apart from the mentioned studies [57–62], other researchers have also investigated the IM. For example, López-Pérez, Valcarce [63] showed some instructions to solve the interference-mitigation and spectrum-allocation issues. Blough, Resta [64] emphasized the significance of SINR based-model for IM. Uygungelen, Auer [65] proposed an approach to solve the interference-mitigation by splitting the main frequency band into sub-bands. Madan, Sampath [66] proposed another scheme by considering delay based and best effort flows. Huang, Berry [67] suggested another approach to solve interference-mitigation by utilizing a game theory scheme. According to the literature review shown above, regarding the proposed approaches to solve the interference-mitigation, no method can be found for the power control to minimize femtocell-interference over LTE in guarantee of RT services requirements. Therefore, in this contribution, the network-performance is evaluated to clarify the requirements for a different Power Max limit for a small cell UL direction in each of heterogeneous network cell center and cell edge, in accordance to the 3GPP potential that identifies the maximum transmit power for the micro cell (Pmax = 23 dBm) but it does not specify for small cells. 3. Research significance The distinctive contributions of this work are on introducing a strategy which holds an effective mechanism to mitigate interference in HeNodeB scenario by using DPO transmission control called FSPC. The innovations of this paper are summarized on the following aspects (i-v). In other words, they can be considered as a main contribution of the study. Outlining two small cell deployment scenarios within the existing macro layer which were: Heterogeneous network deployment with small cells near macro cell eNodeB; Heterogeneous network deployment with small cells near macro cell edge. Due to the derivation for interference, received SINR and spectral efficiency proportionally, the proposed strategy for heterogeneous network deployment scenarios carries out a constant haggle between throughput and interference the by TCP transmission power value. Numerical computation of reduced Pmax limit for each scenario for the small cell uplink. Since the SC-OFDMA technology is mainly introduced to transfer data in LTE-A UL direction, the proposed strategy simulated the RT services by the same technology (SC-OFDMA) with a scenario that considers VoIP flows and Video. This method can be considered an applicable strategy because it overcomes the interference issues in two respective conditions (i) targeting minimum threshold for the RT services and (ii) then applying boosting factor that enables adapting the power allocation proportionally to the femtocells/Macrocell’ role in the interference situation rather than uniformly as usually performed in traditional power adjustment approaches. Thus, the proposed strategy can be easily used by any mobile developer companies. 4. System model and assumptions 4.1. System model This study considered a eNodeB/HeNodeB overlay system where L HeNodeB are uniformly distributed in one eNodeB M coverage area in two ring of distance and neighboring HeNodeB were considered around eNodeB, the different scenario cell-center and cell-edge considered, see Figs 1 and 2 shows the heterogeneous network and the distribution of HeNodeB at each of the of the mentioned area, respectively. Download: PPT PowerPoint slide PNG larger image TIFF original image Fig 1. Cell center area of the macro cell. https://doi.org/10.1371/journal.pone.0252421.g001 Download: PPT PowerPoint slide PNG larger image TIFF original image Fig 2. Cell edge area of the macro cell. https://doi.org/10.1371/journal.pone.0252421.g002 This study assumed that I MUEs are uniformly distributed within the eNodeB coverage area and are the non-CSG to all HeNodeB Fl, (l = 1;…;L) when they approach its coverage area. To perform the resource allocation of their RBs on the UL direction, both eNodeB M and HeNodeB Fl require the received signal quality on the UL direction expressed by SINR before any modulation and scheduling grant to UE. The received SINR of a given eNodeB M granted to a MUEi on RB k (k = 1;…;K) can be expressed as Eq 1. Similarly, the UL of a given FUEj associated with a given femtocell Fl on RB k can be expressed as Eq 2. Download: PPT PowerPoint slide PNG larger image TIFF original image https://doi.org/10.1371/journal.pone.0252421.t001 4.2. Assumptions This study mainly emphasized the TPC approach because of its significance in SINR as described in Eqs 1 and 2. According to the specification of 3GPP, each femtocell service has 10X10m coverage surface, while the interference level at the UL direction dynamically changes in regard to the UEs mobility and their transmission power at the current time. For example, if a FUEj is at the cell center, a fix transmission power with a highest level does not become an interferer to neighbors FUEm served HeNodeB. In contrast if a FUEj served at the cell edge and set their transmission value to the highest level as its preferred by the utilizer, which in order to transmit a better quality of signal to the base station, in this case, the FUEj becomes a serious interferer to all neighboring UEs, especially when the base stations are in full load and can’t avoid the interference. This happens where there are no free channels to change the sun-carriers at the resource allocation process. Now let’s assume, if the HeNodeB owner configured their UEs to transmit power with a reasonable value, the interference will be declined but the expense of lower MCS value, therefore the performances in term throughput will not satisfy some kinds of transmission packets such as to real-time flows VoIP and Video. Thus, the major benefit of this strategy is concentrated on configuring the transmission power value as a dynamic variable which changes depending on the scenario. As mentioned in earlier context, HeNodeB estimates the CSI and reports its UE through PDCCH. Furthermore, each HeNodeb will choose a rating of transmission power based on the user’s position for maintaining the consumed power as low as possible with maintaining the throughput higher than the threshold. In this context a non-cooperative strategy between base stations introduced depending on the assumption that each particular ameliorate their transmit power independently without any conversation between particulars nodes such as HeNodeBs/enodeB. In this case, SINR have been chosen as MR to set mobile transmit power as low as possible as well as guaranteed a high Qos. 4.1. System model This study considered a eNodeB/HeNodeB overlay system where L HeNodeB are uniformly distributed in one eNodeB M coverage area in two ring of distance and neighboring HeNodeB were considered around eNodeB, the different scenario cell-center and cell-edge considered, see Figs 1 and 2 shows the heterogeneous network and the distribution of HeNodeB at each of the of the mentioned area, respectively. Download: PPT PowerPoint slide PNG larger image TIFF original image Fig 1. Cell center area of the macro cell. https://doi.org/10.1371/journal.pone.0252421.g001 Download: PPT PowerPoint slide PNG larger image TIFF original image Fig 2. Cell edge area of the macro cell. https://doi.org/10.1371/journal.pone.0252421.g002 This study assumed that I MUEs are uniformly distributed within the eNodeB coverage area and are the non-CSG to all HeNodeB Fl, (l = 1;…;L) when they approach its coverage area. To perform the resource allocation of their RBs on the UL direction, both eNodeB M and HeNodeB Fl require the received signal quality on the UL direction expressed by SINR before any modulation and scheduling grant to UE. The received SINR of a given eNodeB M granted to a MUEi on RB k (k = 1;…;K) can be expressed as Eq 1. Similarly, the UL of a given FUEj associated with a given femtocell Fl on RB k can be expressed as Eq 2. Download: PPT PowerPoint slide PNG larger image TIFF original image https://doi.org/10.1371/journal.pone.0252421.t001 4.2. Assumptions This study mainly emphasized the TPC approach because of its significance in SINR as described in Eqs 1 and 2. According to the specification of 3GPP, each femtocell service has 10X10m coverage surface, while the interference level at the UL direction dynamically changes in regard to the UEs mobility and their transmission power at the current time. For example, if a FUEj is at the cell center, a fix transmission power with a highest level does not become an interferer to neighbors FUEm served HeNodeB. In contrast if a FUEj served at the cell edge and set their transmission value to the highest level as its preferred by the utilizer, which in order to transmit a better quality of signal to the base station, in this case, the FUEj becomes a serious interferer to all neighboring UEs, especially when the base stations are in full load and can’t avoid the interference. This happens where there are no free channels to change the sun-carriers at the resource allocation process. Now let’s assume, if the HeNodeB owner configured their UEs to transmit power with a reasonable value, the interference will be declined but the expense of lower MCS value, therefore the performances in term throughput will not satisfy some kinds of transmission packets such as to real-time flows VoIP and Video. Thus, the major benefit of this strategy is concentrated on configuring the transmission power value as a dynamic variable which changes depending on the scenario. As mentioned in earlier context, HeNodeB estimates the CSI and reports its UE through PDCCH. Furthermore, each HeNodeb will choose a rating of transmission power based on the user’s position for maintaining the consumed power as low as possible with maintaining the throughput higher than the threshold. In this context a non-cooperative strategy between base stations introduced depending on the assumption that each particular ameliorate their transmit power independently without any conversation between particulars nodes such as HeNodeBs/enodeB. In this case, SINR have been chosen as MR to set mobile transmit power as low as possible as well as guaranteed a high Qos. 5. Proposed algorithm As mentioned above, the main aim of this proposed approach is to determine the exact amount of power experienced from each of the interfered HeNodeB for the adjustment purpose. Accordingly, this study introduced a metaheuristic algorithm that sufficiently generates two power adjustment levels called DPO and FSPC. Furthermore, the schemes offer various levels of awareness of FUEs performance, and as a result, mitigate the negative impacts the MUEs or neighboring FUEs output because of the tradeoff between their connecting requirements in regard to the spectral efficiency and satisfy the RT traffic. More specially, DPO and FSPC perform various selection mechanisms of the interfered femtocells that are applied to adjust the power and adapt the level of the power adjustment (decrease or increase). Apart from the power adjustment parameters, defining such strategies offers an extra leverage in adjusting the optimum between FUEs and MUEs outputs. Further details regarding the mentioned steps are shown below. In this scenario, different MUEs and FUEs are arbitrarily positioned within their coverage MBS M and FBS respectively. First, each FBS l can estimate and check the channel state indicator in terms RSS from each active FUEj as well as it can listen to other RSS user equipment from any neighboring FUEs/MUEs on the UL direction, periodically sends the RSS from their UE to its serving cells. Then, FBS l can evaluate the as introduced in Eq 2 that impacted each allocated resource (RB k), before FBS l performs the resource allocation procedure according to the modulation and coding schemes (See Table 1). In order to note that, the RSS measurement report assists FBS l to recognize the source of interference and to confirm if it either happens by neighboring cells or if it is the result of any other influence, i.e. thermal noises or fast fading. For that purpose, this study defines the Score Interference () represented by the interference of each the UL transmission power of all interfering femto/macro user in the REM table as follows: (3) Where and are the total received signal strength by Fl from each of interfering MUEi/FUEi on RB k, which are expressed as . Download: PPT PowerPoint slide PNG larger image TIFF original image Table 1. LTE Modulation and Coding Schemes (MCS). https://doi.org/10.1371/journal.pone.0252421.t002 The ultimate goal of this approach is to identify interfering macrocell or neighboring femtocell users, and their exposure level on the interference circumstances at the UL direction. Then, FBS l checks the received signal strength from the served user FUEj and compares it with Eq 3 to determine if the given is greater than or not. If so, FBS l identifies all the MUEi/FUEz as an interfering user for victim FUEj. stands for signal strength by Fl from its served FUEj on RB k and expressed as To moderate the interference produced by each interfering users, Fl initiates the first power adjustment decision process as well as Fl observing an outage after decreasing the UL transmission power from their FUEj where the target shall be verify following condition. (4) where SINRtarget is a SINR boundary to ensure an acceptable QoS uses by FSPC as a first power selection by FUEj. ΔSINR is a positive protection perimeter measured in decibels, utilized with SINRtarget simultaneously to check if FUEj faces a weak serving signal. For simplicity, the interfered MUEs performance and the traffics have not been evaluated and it’s out of this context. First, for each victim FUEj on RB k, FBS l listen the set of femtocells or/and macrocells user responsible for this interference and determines their respective interference values. Second, FBS l instructs their victim to maximize/minimize the transmission power from to according to the following procedure. DPO determines the maximum interference resisted by the victim FUEj on RB k. In other words, is used to measure the highest noise that a user can afford when exposed from the neighboring MUEs. (5) where SINRTarget reflect to the RT application, according to the MCS (See Table 1) Next, FBS l computes to each victim FUEj the initial value of the lower transmission power on RB k as (6) Where stands for the maximum transmission power of the victim in RB k, and is the received signal strength from all neighboring Interfering UEs (Femcocells/Macrocells) measured by Fl or FUEj for the allocated RB k. First, the previous power level is adapted by the factor that corresponds to the ability per-UEs interference level, where standardized by the total of all RSSs of interfering femtocells/Macrocells. Next, FSPC is apply the power adjusted by the boosting factor whose value is proportional to SINR MR which must verified, . However, dynamically change according to RT traffic demand and the Pathloss of FUEj on the UL direction. Using the boosting factor enables adapting the power allocation proportionally to the femtocells/Macrocell’ role in the interference situation rather than uniformly as usually performed in traditional power adjustment approaches. However, the amount of power boosting will be limited by a tunable system parameter x, (0