TY - JOUR AU - Favato,, Giampiero AB - Abstract The role of knowledge and technology transfer between academia and the industry has received increasing attention in the analysis of innovation. This article aims to explore the scientific literature concerning knowledge transport mechanisms and describe how the topic was organized by previous studies and terminologies applied. A systematic review was conducted in which the content of recent contributions best fitting these intensions was analysed. The characteristics of knowledge, individuals, organizations, and disciplines were found to be the main determinants in the adoption of transfer mechanisms. These were classified in terms of formalization, relational involvement, direction, and time. On the revealed multi-dimensionality of knowledge transfer and complementarity between transfer activities we framed a new taxonomy distinguishing between channels and processes. Future research may deepen these factors, such as the economic aspects driving the adoption of transfer mechanisms informing decisions on the funding of innovation. 1. Introduction Universities are recognized as unique actors in the production and delivery of new knowledge to support economic development (Mansfield, 1991; Pavitt, 1991; Rosenberg and Nelson 1994; Salter and Martin 2001). Besides teaching and research, academia engages in a ‘third mission’ through knowledge and technology transfer activities (Leydesdorff and Etzkowitz, 1996, 1998; Etzkowitz and Leydesdorff 2000). Within the ‘triple helix’ of university–industry–government interaction (Etzkowitz and Leydesdorff 2000), universities not only act as ambidextrous organizations that pursue research excellence but also promote commercialization (Chang et al. 2009). In this context, knowledge transfer involves social convention and legal rights, as well as economic interests and includes activities which enable the transfer of implicit knowledge, codified or non-codified know-how, and technology into use (Bercovitz and Feldman 2006). The closeness in the implied meanings of knowledge and technology and in the way these are transferred, shared, learnt, and applied by individuals and organizations, have led the terms ‘technology’ and ‘knowledge’ (KT) to be used interchangeably in many studies (Gopalakrishnan and Santoro 2004). Roessner (2000) define KT transfers as the ‘movement of know-how, technical knowledge, or technology from one organizational setting to another’. Bozeman (2000) argued that when a technological product is transferred, the knowledge upon which this is based is also diffused. Gopalakrishnan and Santoro (2004) contend that technology transfer embodies tools for changing the environment, whereas knowledge is more directed towards the ‘why’ for change. Battistella et al. (2016) point out the concept of ‘know-how’ have become a binding between knowledge and technology. The literature on the subject is voluminous, extensive, and varied in perspectives. Since technology and knowledge are intertwined, authors have made little attempt to draw a line to differentiate asserting that these concepts are inseparable. Furthermore, research on university–industry (U–I) knowledge and technology transfer have been investigated through various ‘channels’ (Faulkner and Senker 1994; Cohen et al. 2002; D’Este and Patel 2007); ‘mechanisms’ (Meyer-Krahmer and Schmoch 1998); ‘interaction modes’ (Grimpe and Hussinger 2008); ‘links’ (Perkmann and Walsh 2007); ‘knowledge interactions’ (Schartinger et al. 2006) that function as informational or social pathways through which knowledge, technologies, and other resources are exchanged or co-produced across the academia and the industry. In this context, relatively few studies propose a framework to highlight the main parameters and levers on the adoption of different channels of technology/knowledge transfer. In particular, published literatures seem failing disentangling the actual knowledge transport mechanisms. Therefore, in this article we propose a literature review that helps in converging on shared elements of knowledge transfer mechanisms and on a framework useful for future research. The purpose of this article is to gain a better understanding of academia–industry interactions and to explore the conduit of knowledge transfer to bring innovation to market. The main research questions guiding our review is: what determine the movement of knowledge between university and industry? And, what are the characteristics of the transport mechanism? To answer these questions, we build upon a number of studies exploring the characteristics of knowledge, individuals, organizations and disciplines, and we classify KT transfers in terms of grades of formalization, relational involvement, direction, and time. For our purposes, we do not attempt to treat knowledge and technology as distinct entities but we rather consider the different features of knowledge (including the concept of knowledge as a tool) in the choice for the modes through which multiple actors adopt and shape the knowledge content for different purposes. Given that, the nature of knowledge and the relational context of sources and recipients involved in the transfer activities are treated here with the specific view of individuating what drives the adoption of different transfer modes and the way science can be transferred. Doing so, our work contributes to existing research in several specific ways. First, being our review centred exclusively on the ways of knowledge transfer, the complex of inter-relational features involving U–I collaborations is revised and employed with a peculiar aim: understanding how different transfer mechanisms coexists and the reasons for their adoption. Secondly, we synthesize our results in a novel taxonomy and we build on that a conceptual framework to facilitate the convergence towards a shared vision. Thirdly, U–I linkages have become imperative in the political agenda as a means to foster technology transfer and to improve the commercialization of university research as a key driver of national competitiveness. Therefore, in our discussion, we attempt to highlight some uncovered issues relevant both for future researches and to inform knowledge-based policies. The remainder of the article is organized as follows. Section 2 illustrates the methodological approach we adopted to identify and reduce relevant literature. Sections 3 and 4 present our descriptive and thematic analysis. In Section 5, we discuss our results and make the attempt to develop a new taxonomy and suggest directions for future research. 2. Methodology A systematic literature review was performed to establish the state of the current knowledge based on the available evidence. Systematic reviews are increasingly being adopted in the social sciences as they reduce subjective bias and risks of overlooking relevant literature (Burrows 2000). In this article, we adopted and combined the guidelines suggested by Tranfield et al. (2003). Our objective was operationalized based on the approach followed by Di Maddaloni and Davis (2017) (Fig. 1). Figure 1 Open in new tabDownload slide Organising framework. Figure 1 Open in new tabDownload slide Organising framework. The topic was investigated with the aim of showing the potential connections within published literatures. Specifically, the streams of literature represented by the three levels of knowledge helped covering the research gap as a result of the following search procedure. In Fig. 2, we present the summarized retrieval process. This was further broken down in Appendix A in which we report the PRISMA chart developed by Moher et al. (2009) which consists of a set of items for reporting in systematic reviews and meta-analyses. Figure 2 Open in new tabDownload slide Publications retrieval process. Figure 2 Open in new tabDownload slide Publications retrieval process. 2.1 Keywords selection The first step was to identify a list of keywords relevant to each area of investigation. These were refined through an ongoing discussion with senior academics and subsequently search strings were developed with the help of the Boolean operators. We also used the truncation symbol which allowed all ending variation to be searched (Vick and Robertson 2017). Specifically, based on our organizing framework, the following search strings were employed in the current review: 1) Domain: ((research OR science OR intellectual OR discover* OR invent*); 2) Phenomenon: ((universit* OR academ) AND (industry)) AND (interact* OR engag* OR relat* OR collab*)) AND; 3) Extent: ((knowledge OR technology) AND (transfer* OR link* OR channel* OR mechanism*))), (see Appendix A for the string used as keyword search). Studying the mechanisms of knowledge and technology transfer can be a way of gaining new perspectives on possible directions and approaches for research. However, this does not necessarily imply that innovation occurs (Vick and Robertson 2017). For that reason, the keyword ‘innovation’ and its derivatives were not used. 2.2 Selection criteria Secondly, we conducted an extensive search in the titles, abstracts, and author keywords of published, peer-reviewed articles held by the ISI Web of Science (WoS) databases between 1980 and 2018. Only articles written in English were included; proceeding papers, editorial material, and reprints were excluded. The search was conducted in October 2018.The above procedure yielded 2,288 results. 2.3 Quality appraisal Subsequently a two-stage quality assessment screening was performed. Following Crossan and Apaydin (2010), we first identified 511 high-impact publications, which had at least five citations per year (using 2018 as the base year). Citation-based analysis is indeed recognized as a measure of the paper quality and a vote for its contribution towards knowledge (Saha et al. 2003). Then, we recognized that citation-based methods may discriminate against recent publications and hence we formed an additional group from the most recent publications made between 2016 and 2018. Based on the premise that top journals usually publish quality papers, we relied on the CABS journal guide to identify the most highly ranked journals on innovation and business and management (see Appendix A) and recent papers were included accordingly (174 publications). Duplicates resulting from both quality screening strategies were then removed. This procedure left us with a total of 379 articles. 2.4 Content analysis The content analysis used for paper selection represented a structured and systematic technique to identify the current body of knowledge and observe emerging patterns in the literature (Mok et al. 2015). Title and abstracts were read and selected based on deductively formed themes with specific reference to ‘university–industry relations’, ‘KT activities’, ‘methods of knowledge transfer’ used as keywords. We did not take in consideration articles which were focused exclusively on the technological aspects of knowledge. As a further criterion of delimitation, we chose to limit our analysis to publications which investigate the interaction between channels conceptually. Articles that take the perspective of a single channel were not included in the analysis. Two investigators performed a blind reading of the materials, and any disagreement and risk of bias were solved through a discussion between the two review authors. As a result, forty-six publications were included accordingly to our research questions (Appendix A). 3. Descriptive findings Tranfield et al. (2003) suggest that findings should be articulated first by providing a ‘descriptive analysis’ of the field using a set of categories with the use of the extraction forms. Accordingly, here we focus upon some descriptive metrics on the base of the forty-six studies we identified. First, the majority of articles we considered were published in the period from 2000 onwards (Fig. 3) which reflect the current and growing interest on KT-related topics. Articles were published in a total of twenty-two academic journals. However, research on knowledge and technology transfer mechanisms was predominantly published by two major academic journals: Research Policy (28%) and The Journal of Technology Transfer (20%). Despite the multidisciplinary of our research subject, studies were strongly focused on business, management, and economics. The distribution of articles by geographic area (corresponding authors’ reprint address) show that most works come from Europe (54%) compared to North America (39%). The USA and UK are the countries with the highest number of publications (35% and 22%, respectively), followed by Italy, Denmark, and Netherlands. The reported Anglo-Saxon hegemony (twenty-six out of forty-six papers published in USA or UK) can be explained by the success rates of technology transfer and the effect of 1980 Bayh-Dole act in the USA and the strong productivity of the research system encouraged by the allocation of government funding in the UK (Decter et al. 2007). According to our inclusion criteria, publications were cited, on average, twenty times per year, 266 in total (Fig. 2). In Appendix B, we present an overview of the articles included in the review. Figure 3 Open in new tabDownload slide Synthesis of articles, publications per year. Figure 3 Open in new tabDownload slide Synthesis of articles, publications per year. 4. Conceptual findings Here we report a ‘thematic analysis’ in which we outline what is known and established from the core contributions as a result of our selection process (Tranfield et al. 2003). We focus on the extent to which consensus is shared across different themes. For this purpose, first we seek to explain what determines the adoption of different KT transfer. On the forty-six publications included in the review, thirty fall in this category. Then, we present how scholars categorize the main mechanisms of knowledge transfer (twelve publications). Four studies addressed more than one objective and thus they are employed in more than one section (Appendix B). 4.1 Determinants of transfer activities As a result of our literature review, we found the features of knowledge, individuals, organizations, and disciplines play a major role in determining the way in which university and industry establish their methods of interaction. 4.1.1 Knowledge The adoption of channels and/or processes as well as the success of a KT transfer are rooted around the characteristics of the object of the transfer. Since what is transferred is not only a particular technology, a patent, or a physical artefact, but also the knowledge gained by the individual or by the company; characteristics of knowledge affect the way in which the transfer take place (Howells 2002). The literature emphasizes the importance of knowledge characteristics such as level of codification, appropriability, and universality in shaping the knowledge development and transfer processes (Freitas and Verspagen 2017). Another general knowledge characteristic often considered in the innovation studies literature and loosely associated with those dimensions is the degree of originality or novelty of the project objectives (Cassiman et al. 2010). Zander and Kogut (1995) further include the characteristic of ‘teachability’ as the degree to which knowledge can be taught; ‘complexity’ the degree to which knowledge embodies multiple kinds of competencies and ‘system dependency’ the degree to which knowledge requires many different experienced people for its application. With regard to knowledge transfer, the basic argument reported in the literature is that different degrees of knowledge codification may require the use of different types of transfers. To this end, two dimensions of knowledge are commonly reported by published literatures on KT transfer: tacit and explicit. These concepts refer to the extent to which knowledge can be verbalized, written, drawn, or otherwise articulated on the level of complexity of the knowledge continuum (Cummings and Teng 2003; Liyanage et al. 2009). Based on the seminal work by Polanyi (1962), tacit knowledge is not verbalized, intuitive, and articulated. This type of knowledge is hard to communicate since it is rooted in action, involvement, and commitment within a context and it resides in human brain (Cummings and Teng 2003; Wong and Radcliffe 2000). On the other hand, explicit knowledge can be articulated in formal language, hence codified and transferred in symbolic form (Alavi and Leidner 2001). These two states of knowledge are not dichotomous, but mutually dependent and reinforcing each other’s (Alavi and Leidner 2001). Research has shown that articulable or codified knowledge is more easily transferable. Contrarily, tacit knowledge requires the use of more complex means such as oral transmission or repeated observations embodied in researchers or workers (Bonaccorsi and Piccaluga 1994; Cummings and Teng 2003). Based on a survey conducted on four industrial sectors, Bekkers and Freitas (2008) suggest that differences in importance of various channels of knowledge transfer can be explained, to a large degree, by the basic characteristics of the knowledge in question: tacitness, systemicness, and expected breakthroughs. Specifically, the more the knowledge can be written and published the more important ‘Scientific output, informal contacts and students’ as well as ‘collaborative and contract research’ and the less ‘labour mobility’ would be the forms of knowledge transfer between university and industry. Also, a codifiable body of knowledge could be transmitted through unambiguous information and impersonal communications (Bonaccorsi and Piccaluga 1994). Research has shown that when knowledge is embedded in individuals, whether tacit or explicit, such knowledge can be transferred by transferring individuals (Cummings and Teng 2003). In this respect, Bekkers and Freitas (2008) found breakthrough knowledge seems to be mainly transferred through ‘labour mobility’. The importance of involving scientists in the process of knowledge transfer has been supported against the classic argument of most economic treatments for which discoveries have ‘fleeting value unless formal intellectual property rights mechanism prevent use of the information by unlicensed parties’ (Zucker and Darby 1996). Contrarily to this view, some authors argue that scientists’ knowledge has high degrees of natural excludability (Jensen and Thursby 2001). Moreover, vast majority of inventions licensed are so embryonic that there is a moral-hazard problem with regard to the inventor effort. Consequently, additional effort by the inventor is crucial for the success of commercial development. Key findings are reported in Table 1. Table 1 Key findings: knowledge scholars Transfer processes are shaped by the characteristics of knowledge such as: tacitness, codification, novelty, teachability, complexity, system dependency Howells (2002); Freitas and Verspagen (2017); Cassiman Di Guardo and Valentini (2010); Zander and Kogut (1995) Degrees of knowledge codification involve different transfer mechanisms Cummings and Teng (2003); Liyanage et al. (2009); Wong and Radcliffe (2000) Codified knowledge is more easily transferable (collaborative, contract research and scientific outputs) whereas tacit knowledge requires more complex means (oral, labour mobility) Cummings and Teng (2003); Bonaccorsi and Piccaluga (1994); Bekkers and Freitas (2008) Breakthrough knowledge is transferred with labour mobility Bekkers and Freitas (2008); Zucker and Darby (1996); Jensen and Thursby (2001) Transfer processes are shaped by the characteristics of knowledge such as: tacitness, codification, novelty, teachability, complexity, system dependency Howells (2002); Freitas and Verspagen (2017); Cassiman Di Guardo and Valentini (2010); Zander and Kogut (1995) Degrees of knowledge codification involve different transfer mechanisms Cummings and Teng (2003); Liyanage et al. (2009); Wong and Radcliffe (2000) Codified knowledge is more easily transferable (collaborative, contract research and scientific outputs) whereas tacit knowledge requires more complex means (oral, labour mobility) Cummings and Teng (2003); Bonaccorsi and Piccaluga (1994); Bekkers and Freitas (2008) Breakthrough knowledge is transferred with labour mobility Bekkers and Freitas (2008); Zucker and Darby (1996); Jensen and Thursby (2001) Open in new tab Table 1 Key findings: knowledge scholars Transfer processes are shaped by the characteristics of knowledge such as: tacitness, codification, novelty, teachability, complexity, system dependency Howells (2002); Freitas and Verspagen (2017); Cassiman Di Guardo and Valentini (2010); Zander and Kogut (1995) Degrees of knowledge codification involve different transfer mechanisms Cummings and Teng (2003); Liyanage et al. (2009); Wong and Radcliffe (2000) Codified knowledge is more easily transferable (collaborative, contract research and scientific outputs) whereas tacit knowledge requires more complex means (oral, labour mobility) Cummings and Teng (2003); Bonaccorsi and Piccaluga (1994); Bekkers and Freitas (2008) Breakthrough knowledge is transferred with labour mobility Bekkers and Freitas (2008); Zucker and Darby (1996); Jensen and Thursby (2001) Transfer processes are shaped by the characteristics of knowledge such as: tacitness, codification, novelty, teachability, complexity, system dependency Howells (2002); Freitas and Verspagen (2017); Cassiman Di Guardo and Valentini (2010); Zander and Kogut (1995) Degrees of knowledge codification involve different transfer mechanisms Cummings and Teng (2003); Liyanage et al. (2009); Wong and Radcliffe (2000) Codified knowledge is more easily transferable (collaborative, contract research and scientific outputs) whereas tacit knowledge requires more complex means (oral, labour mobility) Cummings and Teng (2003); Bonaccorsi and Piccaluga (1994); Bekkers and Freitas (2008) Breakthrough knowledge is transferred with labour mobility Bekkers and Freitas (2008); Zucker and Darby (1996); Jensen and Thursby (2001) Open in new tab 4.1.2 Individuals In the recent times, there have been a growing focus on U–I relationships from the perspective of the individuals involved in knowledge and technology transfer (Breschi and Catalini 2010; Cunningham et al. 2016; Cunningham and O’Reilly 2018). Scholars have become more aware that focusing solely on institutional characteristics may preclude new insights on the channels of knowledge transfer from university to industry (Owen-Smith and Powell 2003; D’Este and Patel 2007; Breschi and Catalini 2010). A line of enquiry pioneered by Zucker and colleagues highlighted the value of labour mobility of ‘star scientists’ defined as those who had published forty or more genetic sequence discoveries in GenBank. The involvement of star scientists in the founding of new firms or guiding existing ones are the essence of the ‘virtuous circle’ in which, in turn, stars drive greater success for firms which drive better publications for stars (Zucker and Darby 2007). Articles by stars scientists who collaborate with or are employed by firms have also significantly higher rates of citation than other articles by the same or other stars (Zucker and Darby 2006). This process was found to enhance the stature of universities and to draw other scientist into the circle with ancillary support organizations fostering the co-development of science and hence its commercial applications (Zucker and Darby 2007). Baba et al. (2009) found that being star scientists is not a sufficient condition. Contrarily, the involvement of ‘Pasteur’ scientists who perform ‘use-inspired’ basic research and ‘Edison’ scientists which are focused solely on applied research is determinant for R&D productivity of firms in the field of advance materials. Along a similar line, Cockburn and Henderson (1998) showed that firms strive to develop their capacity to tap into scientific development by recruiting and rewarding researchers based on their ranking in the hierarchy of public-sector science and their ability to engage with the academic community. Following this stream of research, the idea of technology transfer as ‘movement of ideas in people’ (Kenney and Patton 2009) has shifted towards that of ‘innovation’ intended as the ‘commercial expression of new ideas by people’ (Zucker and Darby 2007). However, as pointed out by Gittelman and Kogut (2003), the relationship between research and innovation is more complex than a ‘simple’ human capital story would predict. To this end, authors demonstrated that high-impact innovations heavily build upon the scientific literature and are made by people who both invent and do research. Hence it is of a crucial importance for firms to maintain ties with the open science community via boundary-spanning ‘gatekeepers’ who facilitate access to socially embedded knowledge. Recent researches on entrepreneurial ecosystems have taken the unit of individual analysis to provide new conceptual frameworks centred on the figure of the principal investigator (PI), (Cunningham et al. 2018). In the PI role, scientists take on management role in the governance, implementation and realization of large-scale publicly funded research programs. Thus, PIs become the ‘linchpin of knowledge transformation’ through their articulation of research programmes, the shaping of research avenues and the bridging of academia and industry (Mangematin, O’Reilly and Cunningham 2014). Another stream of inquiry has taken into consideration the role of individual ‘academic entrepreneurs’: faculty, technicians, postdoctoral fellows, or students who act as the primary entrepreneurial agent for the dissemination and commercialization of new knowledge generated in universities (Faulkner and Senker 1994; Hayter et al. 2017, 2018). Also graduate students were found of a great importance in university spin-off companies in which they formulate initial ideas and investigate the mechanics associated with firm establishment. Having a similar cognitive resources as researchers at universities graduates also increase the ability to absorb knowledge and embody the interface between universities and firms acting as gatekeeper (Vinding, 2004; Hayter et al. 2017). Characteristics of researchers involved in producing and using this knowledge and the environment in which knowledge is produced and used are relevant to explain the variety in the importance of different channels of knowledge transfer from universities to firms. Researchers with a record of past interactions are more likely to be involved in a greater variety of interaction with the industry and be engaged across a wider set of channels. This, seems to play a greater role than the characteristics of their department or universities to which researchers are affiliated (D’Este and Patel 2007). Finally, in the analysis of individual characteristics another aspect concerns the dualism between personal involvement and codification. In this respect, some literatures argued that informal mechanisms such as meetings and seminars can be effective in promoting socialization. However, these may involve a certain amount of ‘knowledge atrophy’ since, in absence of effective coding, ‘there is no guarantee that the knowledge will be passed accurately from one member to the other’ (Alavi and Leidner 2001). Agrawal (2006) refers to ‘latent knowledge’ as the knowledge who lack of adequate incentives to codification (such as that gained from failing experiments) which is, however, still valuable for commercialization if accessed by working directly with the inventor. This point led the attention of scholars to the learning problems that may involve recipients when filtering and interpreting and learning the knowledge they exchange. Alavi and Leidner (2001) reports that formal transfer mechanisms, may ensure greater distribution of knowledge at the expense of creativity. Opposite to that, personal channels, such as apprenticeships or personnel transfers, may be more effective for distributing highly context-specific knowledge whereas impersonal channels, such as knowledge repositories, may be efficacious for knowledge that can be eagerly generalized to other contexts. Key findings are reported in Table 2. Table 2 Key findings: individual scholars. Transferring knowledge through star scientists drive greater success for firms and better publications for stars (virtuous circle) Zucker and Darby (2006, 2007) To be positively inclined towards inventions (Pasteur scientists) in addition to a strong scientific reputation (stars) is a determinant for R&D productivity Baba et al. (2009); Cockburn and Henderson (1998); Kenney and Patton (2009); Gittelman and Kogut (2003) Principal investigators, academic entrepreneurs and graduate students acting as entrepreneurial agents act as gatekeeper between firms and universities. Cunningham et al. (2018); Mangematin et al. (2014); Hayter et al. (2017); Hayter et al. (2018); Faulkner and Senker (1994); Vinding 2004 Researchers with a record of past interactions with the industry are more likely to be involved in a greater variety of transfer activities D’Este and Patel (2007) Personal channels are more effective for transferring tacit knowledge; however, there still may be some learning problems and in absence of appropriate coding incentives. Alavi and Leidner (2001); Agrawal (2006) Transferring knowledge through star scientists drive greater success for firms and better publications for stars (virtuous circle) Zucker and Darby (2006, 2007) To be positively inclined towards inventions (Pasteur scientists) in addition to a strong scientific reputation (stars) is a determinant for R&D productivity Baba et al. (2009); Cockburn and Henderson (1998); Kenney and Patton (2009); Gittelman and Kogut (2003) Principal investigators, academic entrepreneurs and graduate students acting as entrepreneurial agents act as gatekeeper between firms and universities. Cunningham et al. (2018); Mangematin et al. (2014); Hayter et al. (2017); Hayter et al. (2018); Faulkner and Senker (1994); Vinding 2004 Researchers with a record of past interactions with the industry are more likely to be involved in a greater variety of transfer activities D’Este and Patel (2007) Personal channels are more effective for transferring tacit knowledge; however, there still may be some learning problems and in absence of appropriate coding incentives. Alavi and Leidner (2001); Agrawal (2006) Open in new tab Table 2 Key findings: individual scholars. Transferring knowledge through star scientists drive greater success for firms and better publications for stars (virtuous circle) Zucker and Darby (2006, 2007) To be positively inclined towards inventions (Pasteur scientists) in addition to a strong scientific reputation (stars) is a determinant for R&D productivity Baba et al. (2009); Cockburn and Henderson (1998); Kenney and Patton (2009); Gittelman and Kogut (2003) Principal investigators, academic entrepreneurs and graduate students acting as entrepreneurial agents act as gatekeeper between firms and universities. Cunningham et al. (2018); Mangematin et al. (2014); Hayter et al. (2017); Hayter et al. (2018); Faulkner and Senker (1994); Vinding 2004 Researchers with a record of past interactions with the industry are more likely to be involved in a greater variety of transfer activities D’Este and Patel (2007) Personal channels are more effective for transferring tacit knowledge; however, there still may be some learning problems and in absence of appropriate coding incentives. Alavi and Leidner (2001); Agrawal (2006) Transferring knowledge through star scientists drive greater success for firms and better publications for stars (virtuous circle) Zucker and Darby (2006, 2007) To be positively inclined towards inventions (Pasteur scientists) in addition to a strong scientific reputation (stars) is a determinant for R&D productivity Baba et al. (2009); Cockburn and Henderson (1998); Kenney and Patton (2009); Gittelman and Kogut (2003) Principal investigators, academic entrepreneurs and graduate students acting as entrepreneurial agents act as gatekeeper between firms and universities. Cunningham et al. (2018); Mangematin et al. (2014); Hayter et al. (2017); Hayter et al. (2018); Faulkner and Senker (1994); Vinding 2004 Researchers with a record of past interactions with the industry are more likely to be involved in a greater variety of transfer activities D’Este and Patel (2007) Personal channels are more effective for transferring tacit knowledge; however, there still may be some learning problems and in absence of appropriate coding incentives. Alavi and Leidner (2001); Agrawal (2006) Open in new tab 4.1.3 Organizations For many years, knowledge and technology transfer were shaped by personal relationships with no, or few dedicated structures. The attention devoted to the so-called ‘institutionalization’ of KT activity as the third mission of universities moves its steps from the introduction of the Bayh-Dole Act of 1980 which granted universities the right to licence inventions resulting from federally funded research in the USA and similar initiative in European countries (Sampat 2006; Mowery and Ziedonis 2015). Following that, the management of KT from the perspective of the academia has moved to assessing and protecting intellectual property (IP) and making it available to the industry (Geuna and Muscio 2009). These changes promoted the establishment of Knowledge Transfer Organizations (KTO), i.e. technology transfer offices (TTO) at universities and increased awareness towards the commercialization of research results. Many universities have set-up internal TTOs that aim to facilitate the KT transfer by reducing transaction costs and the hassles from patenting. Alternatively, ‘external’ organizational model consists of independent companies either fully owned or participated by the university together with other universities or companies while ‘mix’ models are found as combination of internal office(s) and an external company-ies. Brescia et al. (2016) claimed that the choice of the organizational structures depends on the country and university context. In particular, internal models are mainly adopted by highly cited universities which are less likely to separate their research from KT activities. Battaglia et al. (2017) in analysing six consortia created by twenty Italian universities, recognized three different organizational models: ‘network structure’, ‘strong’, and ‘light hubs’. Authors argue that network models are more suitable for universities that are trying to improve their competences rather than to learn new procedures. This structure does not involve direct co-working procedures but mainly sharing of procedures and codified knowledge. On the other hand, ‘strong hubs’ that encompass the creation of new unique offices, better allow the exchange of tacit knowledge. These are more suitable for those universities with a limited IP portfolio or that are generalist. Light hubs enable universities with small offices to achieve economies of scale without forcing them to renounce to their capabilities in some KT areas. In addition to the external organizational models the structure conferred to the internal office has a direct impact on the amount of knowledge and technology transferred. On this point, Bercovitz et al. (2001) argued that the best structure are semi-centralized in which semi-autonomous divisions, with different responsibilities, are managed by a central office with high decisional power. Also, knowledge sharing can be influenced by the choice to configure collaborations between two or more offices. In this way, the transmission of tacit and explicit knowledge can be favoured through the building and maintenance of relationships to achieve strategic goals. Other reasons for organizational alliances rely in the possibility of reaching economies of scale and scope represented by cost advantages or the shared use of a physical asset (Battaglia et al. 2017). Key findings are reported in Table 3. Table 3 Key findings: organizations scholars. Internal models are mainly adopted by highly cited universities which are less likely to separate their research from KT activities. Brescia et al. (2016) Internal alliances are relevant to amount of transferred tacit and explicit knowledge and for reaching economies of scale or shared use of assets Bercovitz et al. (2001); Battaglia et al. (2017) External network models are more suitable for sharing codified knowledge at universities that are trying to improve their competences rather than to learn new procedures. Strong hubs allow the exchange of tacit knowledge and are more suitable for universities with a limited IP portfolio. Battaglia et al. (2017) Internal models are mainly adopted by highly cited universities which are less likely to separate their research from KT activities. Brescia et al. (2016) Internal alliances are relevant to amount of transferred tacit and explicit knowledge and for reaching economies of scale or shared use of assets Bercovitz et al. (2001); Battaglia et al. (2017) External network models are more suitable for sharing codified knowledge at universities that are trying to improve their competences rather than to learn new procedures. Strong hubs allow the exchange of tacit knowledge and are more suitable for universities with a limited IP portfolio. Battaglia et al. (2017) Open in new tab Table 3 Key findings: organizations scholars. Internal models are mainly adopted by highly cited universities which are less likely to separate their research from KT activities. Brescia et al. (2016) Internal alliances are relevant to amount of transferred tacit and explicit knowledge and for reaching economies of scale or shared use of assets Bercovitz et al. (2001); Battaglia et al. (2017) External network models are more suitable for sharing codified knowledge at universities that are trying to improve their competences rather than to learn new procedures. Strong hubs allow the exchange of tacit knowledge and are more suitable for universities with a limited IP portfolio. Battaglia et al. (2017) Internal models are mainly adopted by highly cited universities which are less likely to separate their research from KT activities. Brescia et al. (2016) Internal alliances are relevant to amount of transferred tacit and explicit knowledge and for reaching economies of scale or shared use of assets Bercovitz et al. (2001); Battaglia et al. (2017) External network models are more suitable for sharing codified knowledge at universities that are trying to improve their competences rather than to learn new procedures. Strong hubs allow the exchange of tacit knowledge and are more suitable for universities with a limited IP portfolio. Battaglia et al. (2017) Open in new tab 4.1.4 Disciplines Prior research indicate that scientific discipline is likely to play a role in different activities of technology and knowledge transfer. As argued by Abreu and Grinevich (2013), academics in the biological sciences, engineering and physics are more likely, relative to those in health sciences, to engage in all types of transfer activities, especially in more formal ones such as licensing and spinouts. Moreover, due to the discrete nature of inventions and long product-development horizon, spinouts are considered appropriate mechanism in life science (Owen-Smith and Powell 2003). In contrast, academics in the social sciences are more likely to be involved in less formal, informal, and non-commercial activities. As such, research in humanities is often disseminated through public lectures and books that are considered as entrepreneurial activities in those fields (Abreu and Grinevich 2013). Based on analysing academics’ survey responses at four European universities, Kalar and Antoncic (2015) found that more academics in the natural sciences perceive their university department as being highly entrepreneurially oriented than their counterparts in the social sciences. Also, this may have a significant effect on academics engaging in entrepreneurial activities (patenting, licensing, business interactions, contract research) but a negligible effect on whether an academic would engage in more traditional activities (e.g. conferences, publishing, basic research). Among the sectors categorized by the terms of ‘science-based’, the contribution of basic science is known to be very high in pharmaceuticals and chemicals. Biotechnology or related fields in the pharmaceutical sector are the only few industries where new ideas developed originally within university labs are quickly captured by industry (Cohen et al. 2002; Laursen and Salter 2004). Here, the commercialization of science can be regarded as a form of one-way knowledge transfer from university scientists to corporate researchers in those industries. This seems due to the more knowledge-led character of innovation in pharmaceuticals and demanding heavily investment that make innovation more ‘linear’ in nature than in the other sectors (Faulkner and Senker 1994). However, also here researchers rely heavily on published literature as a channel to obtain scientific or technological inputs from public sector research. On a similar line, Fritsch and Krabel (2012) found considerable differences across fields of research in the attitude of scientists towards starting their own company or working in a private sector firm. The appeal to work in the private sector is particularly high in life sciences and low among researchers in humanities. Finally, Bekkers and Freitas (2008) highlight that the sectoral activities of firms do not significantly explain differences in importance of a wide variety of channels for the transfer of knowledge between university and industry. Instead, it is the disciplinary origin and the characteristics of the underlying knowledge as well as the characteristics of researchers and the environment in which knowledge is produced that play the major role to explain the importance of different channels of knowledge transfer from universities to firms. Key findings are reported in Table 4. Table 4 Key findings: disciplines scholars Biological sciences, engineering and physics engage in all types of transfer activities, especially in more formal such as licensing and spinouts. Social sciences are more likely to be involved in less formal, informal and non-commercial activities. Abreu and Grinevich (2013) In biotechnology or related fields in the pharmaceutical sector, the contribution of basic science and the use of publications is very high. Spinouts and academic entrepreneurs are frequent mechanisms too due to high investments needed. Owen-Smith and Powell (2003); Fritsch and Krabel (2012); Faulkner and Senker (1994); Cohen et al. (2002); Laursen and Salter (2004) The sectorial activities of firms do not influence the importance of channels but rather the disciplinary origin of the knowledge. Bekkers and Freitas (2008) Biological sciences, engineering and physics engage in all types of transfer activities, especially in more formal such as licensing and spinouts. Social sciences are more likely to be involved in less formal, informal and non-commercial activities. Abreu and Grinevich (2013) In biotechnology or related fields in the pharmaceutical sector, the contribution of basic science and the use of publications is very high. Spinouts and academic entrepreneurs are frequent mechanisms too due to high investments needed. Owen-Smith and Powell (2003); Fritsch and Krabel (2012); Faulkner and Senker (1994); Cohen et al. (2002); Laursen and Salter (2004) The sectorial activities of firms do not influence the importance of channels but rather the disciplinary origin of the knowledge. Bekkers and Freitas (2008) Open in new tab Table 4 Key findings: disciplines scholars Biological sciences, engineering and physics engage in all types of transfer activities, especially in more formal such as licensing and spinouts. Social sciences are more likely to be involved in less formal, informal and non-commercial activities. Abreu and Grinevich (2013) In biotechnology or related fields in the pharmaceutical sector, the contribution of basic science and the use of publications is very high. Spinouts and academic entrepreneurs are frequent mechanisms too due to high investments needed. Owen-Smith and Powell (2003); Fritsch and Krabel (2012); Faulkner and Senker (1994); Cohen et al. (2002); Laursen and Salter (2004) The sectorial activities of firms do not influence the importance of channels but rather the disciplinary origin of the knowledge. Bekkers and Freitas (2008) Biological sciences, engineering and physics engage in all types of transfer activities, especially in more formal such as licensing and spinouts. Social sciences are more likely to be involved in less formal, informal and non-commercial activities. Abreu and Grinevich (2013) In biotechnology or related fields in the pharmaceutical sector, the contribution of basic science and the use of publications is very high. Spinouts and academic entrepreneurs are frequent mechanisms too due to high investments needed. Owen-Smith and Powell (2003); Fritsch and Krabel (2012); Faulkner and Senker (1994); Cohen et al. (2002); Laursen and Salter (2004) The sectorial activities of firms do not influence the importance of channels but rather the disciplinary origin of the knowledge. Bekkers and Freitas (2008) Open in new tab 4.2 Types of transfer activities Previous studies present a number of ways in which the transfer of knowledge between the academia and the industry can be established. We employed four main dimensions for their categorization: their degree of formalization, the relational involvement of actors, the direction, and time of the relation. These are summarized in Table 5 and discussed in the following sections. Table 5 Classification of transfer activities Author . Dimension(s) . Variable(s) . Classification . Terminology . Grimpe and Hussinger (2008) Formalization Contractual relationship Formal(collaborative research, contract research, technology consulting, licensing and acquisition of technologies developed at universities)/ informal Collaboration modes Bercovitz and Feldman (2006) Formalization Formal/Informal Sponsored research/Licenses/Hiring of students/Spin-off firms/Serendipity Mechanisms for transfer of research Schartinger et al. (2006) Formalization/Relation Degree of formalization, transfer of tacit knowledge, personal interaction Joint research/ contract research/ mobility/ training Knowledge interactions Abreu and Grinevich (2013) Formalization/Relation Extent to which intellectual property (IP) protection apply Formal commercial/informal commercial/ non commercial Entrepreneurial activities Nilsson et al. (2010) Formalization/Relation Knowledge diffusion, transfer of intellectual property, firm creation Publications/ patents/ licenses/ academic spin-offs/sponsored research/ Informal and pre-formal discussions/ Shared personnel/ Labour movement Mechanisms for transfer of research D’Este and Patel (2007) Formalization/Time Resource deployment, length, formalization of agreements Meeting and conferences/consultancy and contract research/creation of physical facilities/training/joint research U-I interactions Perkmann and Walsh (2007) Relation Extent of relational involvement, degree of finalization Relationship/mobility/transfer/research partnership/research services Links, industry-funded research Bonaccorsi and Piccaluga (1994); Ankrah and Omar (2015) Relation/time Organizational resource involvement from the university; length of the agreement; degree of formalization. Personal informal relationship/personal formal relationship/third parties/formal targeted agreements/formal non Targeted/ focused structures U–I relationships Chen (1994) Time Duration of relationship, expected technology flow to firms Phase I/ phase II/ phase III/ low/high U–I technology transfer mechanisms Dutrénit et al. (2010) Direction Motivations to engage in linkages, the direction of knowledge Traditional/service/commercial/bi-directional Channels of interaction Battistella et al. (2016) Direction Dissemination of the results of research, interactive development, creation of new and appropriate organizational structures, service activities. Unidirectional/bidirectional Transfer mechanisms Author . Dimension(s) . Variable(s) . Classification . Terminology . Grimpe and Hussinger (2008) Formalization Contractual relationship Formal(collaborative research, contract research, technology consulting, licensing and acquisition of technologies developed at universities)/ informal Collaboration modes Bercovitz and Feldman (2006) Formalization Formal/Informal Sponsored research/Licenses/Hiring of students/Spin-off firms/Serendipity Mechanisms for transfer of research Schartinger et al. (2006) Formalization/Relation Degree of formalization, transfer of tacit knowledge, personal interaction Joint research/ contract research/ mobility/ training Knowledge interactions Abreu and Grinevich (2013) Formalization/Relation Extent to which intellectual property (IP) protection apply Formal commercial/informal commercial/ non commercial Entrepreneurial activities Nilsson et al. (2010) Formalization/Relation Knowledge diffusion, transfer of intellectual property, firm creation Publications/ patents/ licenses/ academic spin-offs/sponsored research/ Informal and pre-formal discussions/ Shared personnel/ Labour movement Mechanisms for transfer of research D’Este and Patel (2007) Formalization/Time Resource deployment, length, formalization of agreements Meeting and conferences/consultancy and contract research/creation of physical facilities/training/joint research U-I interactions Perkmann and Walsh (2007) Relation Extent of relational involvement, degree of finalization Relationship/mobility/transfer/research partnership/research services Links, industry-funded research Bonaccorsi and Piccaluga (1994); Ankrah and Omar (2015) Relation/time Organizational resource involvement from the university; length of the agreement; degree of formalization. Personal informal relationship/personal formal relationship/third parties/formal targeted agreements/formal non Targeted/ focused structures U–I relationships Chen (1994) Time Duration of relationship, expected technology flow to firms Phase I/ phase II/ phase III/ low/high U–I technology transfer mechanisms Dutrénit et al. (2010) Direction Motivations to engage in linkages, the direction of knowledge Traditional/service/commercial/bi-directional Channels of interaction Battistella et al. (2016) Direction Dissemination of the results of research, interactive development, creation of new and appropriate organizational structures, service activities. Unidirectional/bidirectional Transfer mechanisms Open in new tab Table 5 Classification of transfer activities Author . Dimension(s) . Variable(s) . Classification . Terminology . Grimpe and Hussinger (2008) Formalization Contractual relationship Formal(collaborative research, contract research, technology consulting, licensing and acquisition of technologies developed at universities)/ informal Collaboration modes Bercovitz and Feldman (2006) Formalization Formal/Informal Sponsored research/Licenses/Hiring of students/Spin-off firms/Serendipity Mechanisms for transfer of research Schartinger et al. (2006) Formalization/Relation Degree of formalization, transfer of tacit knowledge, personal interaction Joint research/ contract research/ mobility/ training Knowledge interactions Abreu and Grinevich (2013) Formalization/Relation Extent to which intellectual property (IP) protection apply Formal commercial/informal commercial/ non commercial Entrepreneurial activities Nilsson et al. (2010) Formalization/Relation Knowledge diffusion, transfer of intellectual property, firm creation Publications/ patents/ licenses/ academic spin-offs/sponsored research/ Informal and pre-formal discussions/ Shared personnel/ Labour movement Mechanisms for transfer of research D’Este and Patel (2007) Formalization/Time Resource deployment, length, formalization of agreements Meeting and conferences/consultancy and contract research/creation of physical facilities/training/joint research U-I interactions Perkmann and Walsh (2007) Relation Extent of relational involvement, degree of finalization Relationship/mobility/transfer/research partnership/research services Links, industry-funded research Bonaccorsi and Piccaluga (1994); Ankrah and Omar (2015) Relation/time Organizational resource involvement from the university; length of the agreement; degree of formalization. Personal informal relationship/personal formal relationship/third parties/formal targeted agreements/formal non Targeted/ focused structures U–I relationships Chen (1994) Time Duration of relationship, expected technology flow to firms Phase I/ phase II/ phase III/ low/high U–I technology transfer mechanisms Dutrénit et al. (2010) Direction Motivations to engage in linkages, the direction of knowledge Traditional/service/commercial/bi-directional Channels of interaction Battistella et al. (2016) Direction Dissemination of the results of research, interactive development, creation of new and appropriate organizational structures, service activities. Unidirectional/bidirectional Transfer mechanisms Author . Dimension(s) . Variable(s) . Classification . Terminology . Grimpe and Hussinger (2008) Formalization Contractual relationship Formal(collaborative research, contract research, technology consulting, licensing and acquisition of technologies developed at universities)/ informal Collaboration modes Bercovitz and Feldman (2006) Formalization Formal/Informal Sponsored research/Licenses/Hiring of students/Spin-off firms/Serendipity Mechanisms for transfer of research Schartinger et al. (2006) Formalization/Relation Degree of formalization, transfer of tacit knowledge, personal interaction Joint research/ contract research/ mobility/ training Knowledge interactions Abreu and Grinevich (2013) Formalization/Relation Extent to which intellectual property (IP) protection apply Formal commercial/informal commercial/ non commercial Entrepreneurial activities Nilsson et al. (2010) Formalization/Relation Knowledge diffusion, transfer of intellectual property, firm creation Publications/ patents/ licenses/ academic spin-offs/sponsored research/ Informal and pre-formal discussions/ Shared personnel/ Labour movement Mechanisms for transfer of research D’Este and Patel (2007) Formalization/Time Resource deployment, length, formalization of agreements Meeting and conferences/consultancy and contract research/creation of physical facilities/training/joint research U-I interactions Perkmann and Walsh (2007) Relation Extent of relational involvement, degree of finalization Relationship/mobility/transfer/research partnership/research services Links, industry-funded research Bonaccorsi and Piccaluga (1994); Ankrah and Omar (2015) Relation/time Organizational resource involvement from the university; length of the agreement; degree of formalization. Personal informal relationship/personal formal relationship/third parties/formal targeted agreements/formal non Targeted/ focused structures U–I relationships Chen (1994) Time Duration of relationship, expected technology flow to firms Phase I/ phase II/ phase III/ low/high U–I technology transfer mechanisms Dutrénit et al. (2010) Direction Motivations to engage in linkages, the direction of knowledge Traditional/service/commercial/bi-directional Channels of interaction Battistella et al. (2016) Direction Dissemination of the results of research, interactive development, creation of new and appropriate organizational structures, service activities. Unidirectional/bidirectional Transfer mechanisms Open in new tab 4.2.1 Formalization Many authors claim the difference between formal and informal channels is not clear-cut since these concepts have not been always defined in a mutually exclusive way. Link et al. (2007) distinguish between informal technology transfers as a mechanism facilitating the flow of technology knowledge through technical assistance, consulting, or collaborative research in which property rights play a secondary role and obligations are normative. On the other hand, formal technology transfers are focused on allocation of property rights and legal obligations. D’Este and Patel (2007) propose a distinction between informal interactions, such as meetings and conferences that do not involve formal or signed agreement and consultancy and contract research which represent targeted, formal agreements including the definition of specific objectives within the contract. Schartinger et al. (2006) identify four categories: joint research (including joint publishing), contract research (including consulting, financing of university research assistants by firms), mobility (staff movement between universities and firms, joint supervision of students), and training (co-operation in education, training of firm staff at universities, lecturing by industry staff). Based on these findings, formal links presuppose the establishment of formal contracts between the partners, with both the commitment and the payment of fees previously established (Vedovello 1997). In this respect, Mowery and Ziedonis (2015) identify ‘non-market’ or ‘knowledge spill-overs’ the positive externalities from university scientific research as citations to university patents. Oppositely, ‘market-mediated’ are the various types of employment relationships between academia and industry represented by licensing agreements. The dualism between formal and informal transactions is adopted by Bercovitz and Feldman (2006) which categorize the formal activities in sponsored research support, agreements to license university intellectual property, the hiring of research students, and new start-up firms and informal serendipity. Nilsson et al. (2010) expanded these through empirical data from Swedish case studies by adding an outcome to each typology (Table 5). However, when it comes to consider the dynamics between different actors (firms, scientists, universities) and the objectives they pursue, these activities become mutually reinforcing and the use of formal and informal transfer mostly coincide (Grimpe and Hussinger 2008). Both formal and informal modes of technology transfer may go well together since informal contacts improve the quality of a formal relationship or formal contracts may be accompanied by an informal relation of mutual exchange on technology-related aspects (Siegel et al. 2003; Link et al. 2007; Grimpe and Hussinger 2008). 4.2.2 Relation Schartinger et al. (2006) suggest that channels vary according to their suitability for transferring tacit knowledge and the degree to which they are based on personal face-to-face contacts. Based on a degree of ‘relational involvement’, Perkmann and Walsh (2007) and Perkmann et al. (2013) define ‘relationships’ when there is a high level of involvement between individuals and teams working together on specific projects and producing common outputs (e.g. research partnerships and services). In contrast, the use of scientific publications and licensing of university IP require a low involvement between university researchers and industry, whereas the transfer of human resources and academic entrepreneurship can be classified as having an intermediate relational involvement. Furthermore, KT transfers can be distinguished as per their degree to which they aim at a specific purpose as opposed to gaining new knowledge for the sake of itself (e.g. blue-sky research) (Perkmann and Walsh 2007). In this light, ‘research partnerships’ are of a low degree of finalization since they are designed to generate outputs of high academic relevance. On the other hand, ‘research services’ are provided by researchers within the academy under the direction of industrial clients and tend to be less exploitable for publications. 4.2.3 Direction The direction of knowledge flow is employed by Dutrénit et al. (2010) to classify knowledge channels according to the motivations for public research organizations and firms to engage in unilateral or bi-directional linkages. Baba et al. (2009) attribute a ‘university-to-industry’ direction to the industrial settings where analytical knowledge is fundamental for innovation, i.e. biotechnology. Contrarily, ‘industry-to-university’ knowledge flow are the prevalent modality in which synthetic knowledge, concrete know-how and skills are required for an interactive learning mechanism between clients and suppliers. Based on that, unidirectional channels from universities to firm are: traditional channels such as teaching and researching or commercial channels provided in exchange for money or motivated by an attempt to commercialize scientific outputs. Bi-directional channels are instead motivated by long-term targets of knowledge creation by universities and innovation by firms. Battistella et al. (2016) also emphasize how technology transfer is a bilateral process of feedbacks involving a sender, a recipient and, eventually, a broker who assumes the role of facilitation between parties. 4.2.4 Time The existence of temporal continuity among formal and informal channels is also acknowledged since informal linkages are often both precursor and successor of formal linkages (Faulkner and Senker 1994; Perkmann and Walsh 2007). Bercovitz and Feldman (2006) refer to the ‘serendipity’ as informal activity which can be used to initiate a relationship but then develop into another form of formal transaction. Time duration is also adopted by Chen (1994) along with the expected technology flow to firms. Another factor adopted by researches to classify the transfer of KT is the duration of the agreement. Chen (1994) defines short mechanisms (phase I) those with little thought of technology transfer and lower direct benefit to firms. These generally take the form of unrestricted research grants, donations, fellowships and scholarships, and reflect philanthropic motivations. Other short-term modes are university sponsored training programs, symposia, and technical publications which serve to foster familiarity between academia and business. More intricate relationships such as liaison programs, personnel exchanges, sponsored research, and faculty consulting generally have a medium-term duration of approximately one to three years (phase II). These may also involve the firm’s establishment of a direct money-for-knowledge relationship with academic researchers in a mutual field of interest. Finally, the establishment of technology parks, industrial incubators and similar arrangements can span many years (phase III) and involve the location of company facilities in the physical proximity of the university. The length of the agreement has also been employed by Bonaccorsi and Piccaluga (1994) to analyse U–I interorganizational relations. The proposed taxonomy consisted of six main categories involving increasing level of university’s resource involvement, length and formalization of the agreement. Authors distinguish between (i) ‘personal informal relationships’ between an individual inside the university and the firm without formal agreements involving the faculty; (ii) ‘personal formal relationships’ in which these interactions take place through a formal agreement; (iii) ‘third parties’ in which these are comprised relations that involve intermediary associations; (iv) ‘formal targeted agreements’ when specific objectives are defined since the beginning of the collaboration; (v) ‘formal non-targeted agreements’ comprising long-term and strategic objectives and, finally (iv) ‘focused structures’ when initiatives are carried out within ad-hoc created permanent structures (Bonaccorsi and Piccaluga 1994; Ankrah and Omar 2015). 5. Discussion 5.1 A new taxonomy The literature review unfolded that relatively few attention has been paid to the dynamic relationship between types of knowledge transfer. Some authors claimed the existence of a ‘temporal continuity’ among channels, others demonstrated that researchers that showed previous experience were more likely to be involved in transferring knowledge. A number of works also relied on dynamic models of innovation encompassing a variety of interactions between academy and commercial sector. Despite of that, almost no evidence deals with the relationship between types of transfer activities. One partial exception is the work by Azagra-Caro et al. (2017), which studies the localization of the economic impact spurring from the interaction between formal and informal channels. This study highlights the local economic impact is the result of a complex sequence of interactions. More importantly, the dynamic relation between channels demonstrated that knowledge generated during formal transfer activities could be transferred via informal channels. These considerations make the avenue to a new taxonomy. Yet, the variety of frameworks encompassed in our review evidenced the need for a novel approach aimed at highlighting the complementarity and the dynamics between transfer activities. Based on the findings from other scholars, we have found the centrality of knowledge embedded in individuals, i.e. researchers, determining the choice of transfer mechanisms. However, these elements are often seen in casual processes which result in theoretical categorizations that may affect the oneness of the overall phenomenon. For example, some authors argued that codified knowledge can be transferred through informal channels while tacit knowledge is embedded in individuals hence can be transferred through labour mobility. This, in our opinion, leads the representation of KT transfer as made of multiple but separated avenues in which the content knowledge move across organizational settings at different transfer rates. Doing so, the risk is of taking the perspective of the activity which is more capable of establishing a linear relation between source and recipient. This is reflected by the broad use of patents citations as a metric to assess the whole transfer phenomenon. In contrast, we argue the transfer of new knowledge would be more effectively embodied by a transfer process shared by the different means of the knowledge flow. These, from our perspective can be categorized as: Channels are media through which encoded knowledge is transferred (unidirectional) in absence of ad-hoc agreements and with low relational and organizational involvement whose access can be market-mediated not involving long-term transactions. Processes are social configurations in which coded and encoded knowledge is shared (multi-directional) with an increasing level of relational involvement. The output may take the form of a contract involving multiple external parties or the constitution of ad hoc structures; with economic aspects, duration, and penalties stated. This classification rests on the distinction between media and social configurations. Media are intended here as the means or tools to transmit knowledge and information. Under this definition, we include transfer activities such as publications, citations, lectures, access to databases, endowments, gifts, grants, commercialization of IP—patent, licensing (Fig. 4). These channels are conceived as unidirectional avenues bridging the source of knowledge and the recipient. Here, the cognitive content is meant to be transmittable, codifiable, and protectable against the risk of appropriation. For this reason, channels are represented in our model as linear, unidirectional relations connecting universities and industry allowing the transfer of third elements external to both the source and the recipients. Figure 4 Open in new tabDownload slide Channels and processes of KT transfer, conceptual model. Figure 4 Open in new tabDownload slide Channels and processes of KT transfer, conceptual model. On the other hand, social configurations are systems made of interdependent actions which in turn enable the creation and the transmission of knowledge. Processes are seen as a virtuous circles in which the source’s personal involvement is a key aspect for transferring notions to the environment who, in turn, adapt, learn, and absorb the knowledge content. Such configurations are conceived as learning processes made of multiple feedback loops which require ‘hands-on experience’ (Zucker and Darby 2006). These enable successful communications between who holds the knowledge content and the recipients. In our conceptual model (Fig. 4), processes are circular spaces of interaction made of different radius that measure the degree of relational involvement. Through these lens, the characteristics of knowledge fuel and shape the adoption of multiple means and configurations that are not exclusive but rather complementary each other’s. Accordingly to our review, we expect the adoption of channels to be driven by the characteristics of knowledge and the disciplinary origin rather than the industrial activities of firms. Therefore, our conceptual model can be seen as a framework in which different disciplines apply consistently to the knowledge content. To this extent, our review found that applied or user-inspired research lends itself more readily to informal arrangements due to the straightforward benefits to external partners that not impose the use of IP protection (Abreu and Grinevich 2013). This was true for scholars in arts, social sciences, and the humanities due also to the nature of the potential commercial partners, less likely to have financial resources to engage in formal IP activities. However, informal information exchange and consulting were found to be widely important across industries (Bekkers and Freitas 2008). On the other hand, our review also confirm the predominant role played by life sciences in commercialization activities as well as the reliance on basic, academic knowledge reflects into a higher importance of patents, spin-offs, and collaborative research. Therefore, on one side, we conceived processes as multidimensional spaces in which the thickness of the relational circles reflect the degree of informal involvement. On the other side, channels are meant to play as unidirectional conducts in which knowledge move at different speeds accordingly to formalization. In this framework, due to the relevance of personal involvement in KT activities, disciplines are meant to have multiple transportation modes that ultimately convey into the same organizational environment of destination. 5.2 Future research In this article, we sought to provide a two-fold contribution from the review of the extant literature. We proposed an analysis of the overarching emphasis in prior research regarding the phenomenon of knowledge and technology transfer linking the academia to industry. Pertinent issues were highlighted and presented through a content analysis of the published evidences. Additional research efforts are encouraged to exploit some of the findings under the lens of the proposed new conceptualization. First, future analyses should be tailored on the revealed multidimensionality of the KT processes. To date, KT mechanisms have largely been assumed as uni- rather than multi-directional processes. Based on the contribution of our study, future research should explore this phenomenon to test what facets of U–I collaborations enable the contemporary adoption of multiple channels and processes of knowledge transfer. Secondly, their interrelation should be further investigated and, as suggested by Vick and Robertson (2017), the cumulative role of internal and external intermediaries in the process of KT should be accounted for future examinations. These shall require a longitudinal approach to highlight the role of multiple factors both in fostering and impeding the view of KT transfer as a dynamic process over time. With the advent digital revolution, Big Data represents an interesting case for the application of such multidimensional knowledge transfer. Big data knowledge make enterprises to have difficulties defining the source of the knowledge transfer as well as to manage the timing of transfer activities and the potential intellectual property risk. Given the characteristics of Big Data: volume, diversity, speed, and veracity (Koman and Kundrikova 2016); the multidimensional feature of our model could be taken as starting point for future investigations on big data transfer between public institutions, which usually are in possess of large amount of information (e.g. hospital administrative data) and the private sector. Thirdly, further research is required on the economic aspects related to the adoption of transfer mechanisms. We evidenced most economic considerations on KT transfer stem from the analysis of patents commercialization. Instead few contributions were found which analysed other economic drivers from the perspective of the actors involved in the financing of such activities. An exemption is the work by Agrawal (2006) which found that when firms engage the inventor favourably influence the likelihood and degree of commercialization success. This point may be further explored to highlight the role of policy makers into shaping the adoption of transfer mechanisms and therefore extend this analysis to the interaction between public and private entities. Under this light, we expect a number of transfer activities to happen between universities or public entities as well as between companies. Therefore, future contributions should be tailored on the collaborations between universities as well as companies in order to analyse the economic aspects driving the adoption of transfer mechanisms. Doing so, these contributions shall inform policy decisions on the allocation of funding for innovation. Future empirical investigations should be also made with regard to the industries which are highly specialized such as biomedical and pharmaceutical and their role with national innovation systems. Based on the previous discussion, we conclude by reporting some limitations we encountered in the conduction of our review and selection of the relevant evidences. Noted limitations are that this article is conceptual in nature and although bias in the literature selection was minimized by employing a systematic framework the authors acknowledge the drawbacks associated with the systematic literature review methodology (Denyer and Tranfield 2009; Mostafa et al. 2016). The main drawbacks include the literature sampling criteria and methods for inclusion and exclusion related to content analysis which, although executed with rigor, remains a subjective interpretation of the authors. 6. Conclusions This study concludes the knowledge content, embedded in individuals or processes within organizations, is the main component which drives the adoption of knowledge transfer mechanisms. Knowledge transfer between universities and industry take place through a variety of ways which are redefined here into channels and processes. In this study, we found as previous scholars refer to four main levers of categorizations of KT transfer. First, the level of formalization, intended as the extent to codify the knowledge content into transferable and marketable media. Secondly, the relational involvement of the actors involved in the transfer which also imply a more tacit knowledge to be transferred by involving individuals. Multiple directions of KT and temporal interactions between mechanisms were also ascertained. The adoption of different channels and processes are also shaped by the organizational features of the sources and recipients and a fundamental role was played by fields of science which reflected differences in the demand for knowledge and technology for innovation. This research contributed the current knowledge both by encompassing the variety of knowledge interactions found in the literature and reorganizing them into a new taxonomy. This was proposed with the intention to clarifying the use of different terminologies and to help converging on a shared view. This analysis confirms that knowledge transfer between university and industry is made of complex patterns of interaction. However, there is a need to take this aspect into account for future research. Therefore, we proposed a conceptualization of the different determinants and features evidenced in the literature in a new taxonomy which is aimed at modelling the revealed complexity and multidimensionality. Based on that, we encourage empirical analyses to provide additional insights into the dynamics of interaction between channels and processes and help assessing the outcomes on policies of this model in short- and long-term scales. Funding This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors. Conflict of interest statement. None declared. References Abreu M. , Grinevich V. ( 2013 ) ‘ The Nature of Academic Entrepreneurship in the UK: Widening the Focus on Entrepreneurial Activities ’, Research Policy , 42 / 2 : 408 – 22 . OpenURL Placeholder Text WorldCat Agrawal A. ( 2006 ) ‘ Engaging the Inventor: Exploring Licensing Strategies for University Inventions and the Role of Latent Knowledge ’, Strategic Management Journal , 27 / 1 : 63 – 79 . OpenURL Placeholder Text WorldCat Alavi M. , Leidner D. E. ( 2001 ) ‘ Knowledge Management and Knowledge Management Systems: Conceptual Foundations and Research Issues ’, MIS Quarterly , 25 : 107–36 . OpenURL Placeholder Text WorldCat Ankrah S. , Omar A. ( 2015 ) ‘ Universities–industry Collaboration: A Systematic Review ’, Scandinavian Journal of Management , 31 / 3 : 387 – 408 . 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OpenURL Placeholder Text WorldCat Appendix A Literature Review Keywords used for search (October 2018, Web of Science): Open in new tabDownload slide Open in new tabDownload slide TS=((research OR science OR intellectual OR discover* OR invent*) AND (((universit* OR academ*) AND (industry)) AND (interact* OR engag* OR relat* OR collab*)) AND ((knowledge OR technology) AND (transfer* OR link* OR channel* OR mechanism*))) Indexes=SCI-EXPANDED, SSCI, A&HCI, CPCI-S, CPCI-SSH, ESCI Timespan=1980-2019 Top-Journals for quality appraisal: Fields included: Economics, Econometrics, and Statistics Finance Innovation International Business & Area studied Management Development and Education Operations Research and Management Science Social Sciences Public Sector and Health Care Rankings according to ABS definition (2018): 4* Journals of Distinction. Within the business and management field, including economics, there are a small number of grade 4 journals that are recognized world-wide as exemplars of excellence. As the world leading journals in the field, they would be ranked among the highest in terms of impact factor. The initial paper selection and review process would be rigorous and demanding. Accepted papers would typically not only bring to bear large-scale data and/or rigour in theory, but also be extremely finely crafted and provide major advances to their field. 4 All journals rated 4, whether included in the Journal of Distinction category or not publish the most original and best-executed research. As top journals in their field, these journals typically have high submission and low acceptance rates. Papers are heavily refereed. These top journals generally have among the highest citation impact factors within their field. 3 rated journals publish original and well executed research papers and are highly regarded. These journals typically have good submission rates and are very selective in what they publish. Papers are heavily refereed. These highly regarded journals generally have good to excellent journal metrics relative to others in their field, although at present not all journals in this category carry a citation impact factor. 2 Journals in this category publish original research of an acceptable standard. For these well-regarded journals in their field, papers are fully refereed according to accepted standards and conventions. Citation impact factors are somewhat more modest in certain cases. Many excellent practitioner-oriented articles are published in 2-rated journals. Reference: https://charteredabs.org/wp-content/uploads/2018/03/AJG2018-Methodology.pdf Appendix B Overview of the articles included in the review Journal title . Total no. of articles . Articles included in the analysis . RESEARCH POLICY 13 (Faulkner and Senker 1994; Bercovitz et al. 2001; Owen-Smith and Powell 2003; Siegel et al. 2003; Laursen and Salter 2004; Sampat 2006; Schartinger etal. 2006; Perkmann and Walsh 2007; D’Este and Patel 2007; Bekkers and Freitas 2008; Baba et al. 2009; Kenney and Patton 2009; Breschi and Catalini 2010; Cassiman et al. 2010; Abreu and Grinevich 2013; Mowery and Ziedonis 2015) JOURNAL OF TECHNOLOGY TRANSFER 9 (Bercovitz and Feldman 2006; Nilsson et al. 2010; Fritsch and Krabel 2012; Battistella et al. 2016; Brescia et al. 2016; Cunningham et al. 2016; Cunningham and O’Reilly 2018; Hayter et al. 2017, 2018 ) MANAGEMENT SCIENCE 3 (Zucker and Darby 1996; Cohen et al. 2002; Gittelman and Kogut 2003) R & D MANAGEMENT 2 (Bonaccorsi and Piccaluga 1994; Cunningham et al. 2018) TECHNOVATION 2 (Chen 1994; Vedovello 1997; Kalar and Antoncic 2015) TECHNOLOGICAL FORECASTING AND SOCIAL CHANGE; INTERNATIONAL JOURNAL OF MANAGEMENT REVIEWS; JOURNAL OF INDUSTRIAL ECONOMICS; SCIENCE AND PUBLIC POLICY; JOURNAL OF KNOWLEDGE MANAGEMENT ORGANIZATION SCIENCE; INDUSTRY AND INNOVATION; JOURNAL OF EVOLUTIONARY ECONOMICS; PROCEEDINGS OF THE NATIONAL ACADEMY OF SCIENCES OF THE UNITED STATES OF AMERICA; SCANDINAVIAN JOURNAL OF MANAGEMENT; TECHNOLOGY ANALYSIS & STRATEGIC MANAGEMENT; STRATEGIC MANAGEMENT JOURNAL; INTERNATIONAL JOURNAL OF INDUSTRIAL ORGANIZATION; JOURNAL OF ENGINEERING AND TECHNOLOGY MANAGEMENT; INDUSTRIAL AND CORPORATE CHANGE; URBAN STUDIES; MIS QUARTERLY 17 (Zucker and Darby 1996; Zander and Kogut 1995; Cockburn and Henderson 1998; Wong and Radcliffe 2000; Alavi and Leidner 2001; Jensen and Thursby 2001; Howells, 2002; Poyago‐Theotoky et al. 2002; Cummings and Teng 2003; Agrawal 2006; Link et al. 2007; Perkmann and Walsh, 2007; Grimpe and Hussinger 2008; Geuna and Muscio 2009; Liyanage et al. 2009; Dutrénit et al. 2010; Ankrah and Omar 2015; Battaglia et al. 2017; Freitas and Verspagen 2017) Journal title . Total no. of articles . Articles included in the analysis . RESEARCH POLICY 13 (Faulkner and Senker 1994; Bercovitz et al. 2001; Owen-Smith and Powell 2003; Siegel et al. 2003; Laursen and Salter 2004; Sampat 2006; Schartinger etal. 2006; Perkmann and Walsh 2007; D’Este and Patel 2007; Bekkers and Freitas 2008; Baba et al. 2009; Kenney and Patton 2009; Breschi and Catalini 2010; Cassiman et al. 2010; Abreu and Grinevich 2013; Mowery and Ziedonis 2015) JOURNAL OF TECHNOLOGY TRANSFER 9 (Bercovitz and Feldman 2006; Nilsson et al. 2010; Fritsch and Krabel 2012; Battistella et al. 2016; Brescia et al. 2016; Cunningham et al. 2016; Cunningham and O’Reilly 2018; Hayter et al. 2017, 2018 ) MANAGEMENT SCIENCE 3 (Zucker and Darby 1996; Cohen et al. 2002; Gittelman and Kogut 2003) R & D MANAGEMENT 2 (Bonaccorsi and Piccaluga 1994; Cunningham et al. 2018) TECHNOVATION 2 (Chen 1994; Vedovello 1997; Kalar and Antoncic 2015) TECHNOLOGICAL FORECASTING AND SOCIAL CHANGE; INTERNATIONAL JOURNAL OF MANAGEMENT REVIEWS; JOURNAL OF INDUSTRIAL ECONOMICS; SCIENCE AND PUBLIC POLICY; JOURNAL OF KNOWLEDGE MANAGEMENT ORGANIZATION SCIENCE; INDUSTRY AND INNOVATION; JOURNAL OF EVOLUTIONARY ECONOMICS; PROCEEDINGS OF THE NATIONAL ACADEMY OF SCIENCES OF THE UNITED STATES OF AMERICA; SCANDINAVIAN JOURNAL OF MANAGEMENT; TECHNOLOGY ANALYSIS & STRATEGIC MANAGEMENT; STRATEGIC MANAGEMENT JOURNAL; INTERNATIONAL JOURNAL OF INDUSTRIAL ORGANIZATION; JOURNAL OF ENGINEERING AND TECHNOLOGY MANAGEMENT; INDUSTRIAL AND CORPORATE CHANGE; URBAN STUDIES; MIS QUARTERLY 17 (Zucker and Darby 1996; Zander and Kogut 1995; Cockburn and Henderson 1998; Wong and Radcliffe 2000; Alavi and Leidner 2001; Jensen and Thursby 2001; Howells, 2002; Poyago‐Theotoky et al. 2002; Cummings and Teng 2003; Agrawal 2006; Link et al. 2007; Perkmann and Walsh, 2007; Grimpe and Hussinger 2008; Geuna and Muscio 2009; Liyanage et al. 2009; Dutrénit et al. 2010; Ankrah and Omar 2015; Battaglia et al. 2017; Freitas and Verspagen 2017) Open in new tab Journal title . Total no. of articles . Articles included in the analysis . RESEARCH POLICY 13 (Faulkner and Senker 1994; Bercovitz et al. 2001; Owen-Smith and Powell 2003; Siegel et al. 2003; Laursen and Salter 2004; Sampat 2006; Schartinger etal. 2006; Perkmann and Walsh 2007; D’Este and Patel 2007; Bekkers and Freitas 2008; Baba et al. 2009; Kenney and Patton 2009; Breschi and Catalini 2010; Cassiman et al. 2010; Abreu and Grinevich 2013; Mowery and Ziedonis 2015) JOURNAL OF TECHNOLOGY TRANSFER 9 (Bercovitz and Feldman 2006; Nilsson et al. 2010; Fritsch and Krabel 2012; Battistella et al. 2016; Brescia et al. 2016; Cunningham et al. 2016; Cunningham and O’Reilly 2018; Hayter et al. 2017, 2018 ) MANAGEMENT SCIENCE 3 (Zucker and Darby 1996; Cohen et al. 2002; Gittelman and Kogut 2003) R & D MANAGEMENT 2 (Bonaccorsi and Piccaluga 1994; Cunningham et al. 2018) TECHNOVATION 2 (Chen 1994; Vedovello 1997; Kalar and Antoncic 2015) TECHNOLOGICAL FORECASTING AND SOCIAL CHANGE; INTERNATIONAL JOURNAL OF MANAGEMENT REVIEWS; JOURNAL OF INDUSTRIAL ECONOMICS; SCIENCE AND PUBLIC POLICY; JOURNAL OF KNOWLEDGE MANAGEMENT ORGANIZATION SCIENCE; INDUSTRY AND INNOVATION; JOURNAL OF EVOLUTIONARY ECONOMICS; PROCEEDINGS OF THE NATIONAL ACADEMY OF SCIENCES OF THE UNITED STATES OF AMERICA; SCANDINAVIAN JOURNAL OF MANAGEMENT; TECHNOLOGY ANALYSIS & STRATEGIC MANAGEMENT; STRATEGIC MANAGEMENT JOURNAL; INTERNATIONAL JOURNAL OF INDUSTRIAL ORGANIZATION; JOURNAL OF ENGINEERING AND TECHNOLOGY MANAGEMENT; INDUSTRIAL AND CORPORATE CHANGE; URBAN STUDIES; MIS QUARTERLY 17 (Zucker and Darby 1996; Zander and Kogut 1995; Cockburn and Henderson 1998; Wong and Radcliffe 2000; Alavi and Leidner 2001; Jensen and Thursby 2001; Howells, 2002; Poyago‐Theotoky et al. 2002; Cummings and Teng 2003; Agrawal 2006; Link et al. 2007; Perkmann and Walsh, 2007; Grimpe and Hussinger 2008; Geuna and Muscio 2009; Liyanage et al. 2009; Dutrénit et al. 2010; Ankrah and Omar 2015; Battaglia et al. 2017; Freitas and Verspagen 2017) Journal title . Total no. of articles . Articles included in the analysis . RESEARCH POLICY 13 (Faulkner and Senker 1994; Bercovitz et al. 2001; Owen-Smith and Powell 2003; Siegel et al. 2003; Laursen and Salter 2004; Sampat 2006; Schartinger etal. 2006; Perkmann and Walsh 2007; D’Este and Patel 2007; Bekkers and Freitas 2008; Baba et al. 2009; Kenney and Patton 2009; Breschi and Catalini 2010; Cassiman et al. 2010; Abreu and Grinevich 2013; Mowery and Ziedonis 2015) JOURNAL OF TECHNOLOGY TRANSFER 9 (Bercovitz and Feldman 2006; Nilsson et al. 2010; Fritsch and Krabel 2012; Battistella et al. 2016; Brescia et al. 2016; Cunningham et al. 2016; Cunningham and O’Reilly 2018; Hayter et al. 2017, 2018 ) MANAGEMENT SCIENCE 3 (Zucker and Darby 1996; Cohen et al. 2002; Gittelman and Kogut 2003) R & D MANAGEMENT 2 (Bonaccorsi and Piccaluga 1994; Cunningham et al. 2018) TECHNOVATION 2 (Chen 1994; Vedovello 1997; Kalar and Antoncic 2015) TECHNOLOGICAL FORECASTING AND SOCIAL CHANGE; INTERNATIONAL JOURNAL OF MANAGEMENT REVIEWS; JOURNAL OF INDUSTRIAL ECONOMICS; SCIENCE AND PUBLIC POLICY; JOURNAL OF KNOWLEDGE MANAGEMENT ORGANIZATION SCIENCE; INDUSTRY AND INNOVATION; JOURNAL OF EVOLUTIONARY ECONOMICS; PROCEEDINGS OF THE NATIONAL ACADEMY OF SCIENCES OF THE UNITED STATES OF AMERICA; SCANDINAVIAN JOURNAL OF MANAGEMENT; TECHNOLOGY ANALYSIS & STRATEGIC MANAGEMENT; STRATEGIC MANAGEMENT JOURNAL; INTERNATIONAL JOURNAL OF INDUSTRIAL ORGANIZATION; JOURNAL OF ENGINEERING AND TECHNOLOGY MANAGEMENT; INDUSTRIAL AND CORPORATE CHANGE; URBAN STUDIES; MIS QUARTERLY 17 (Zucker and Darby 1996; Zander and Kogut 1995; Cockburn and Henderson 1998; Wong and Radcliffe 2000; Alavi and Leidner 2001; Jensen and Thursby 2001; Howells, 2002; Poyago‐Theotoky et al. 2002; Cummings and Teng 2003; Agrawal 2006; Link et al. 2007; Perkmann and Walsh, 2007; Grimpe and Hussinger 2008; Geuna and Muscio 2009; Liyanage et al. 2009; Dutrénit et al. 2010; Ankrah and Omar 2015; Battaglia et al. 2017; Freitas and Verspagen 2017) Open in new tab Section . Total no. of articles . Articles included in the section . Determinants of transfer activities 30 (Zander and Kogut 1995; Zucker and Darby 1996; Cockburn and Henderson 1998; Wong and Radcliffe 2000; Jensen and Thursby 2001; Alavi and Leidner 2001; Cohen et al. 2002; Howells 2002; Cummings and Teng 2003; Owen-Smith and Powell 2003; Laursen and Salter 2004; Agrawal 2006; Zucker and Darby 2006; Bercovitz and Feldman 2006; Bekkers and Freitas 2008; Liyanage et al. 2009; Kenney and Patton 2009; Di Guardo and Valentini 2010; Fritsch and Krabel 2012; Abreu and Grinevich 2013; Kalar and Antoncic 2015; Cunningham et al. 2016; Cassiman et al. 2016; Battaglia et al. 2017; Freitas and Verspagen 2017; Hayter et al. 2017, 2018; Cunningham and O’Reilly 2018; Cunningham et al. 2018) Types of transfer activities 12 (Chen 1994; Bercovitz and Feldman 2006; Schartinger et al. 2006; Link et al. 2007; Perkmann and Walsh 2007; Grimpe and Hussinger 2008; Nilsson et al. 2010; Dutrénit et al. 2010; Perkmann et al. 2013; Ankrah and Omar 2015; Mowery and Ziedonis 2015; Battistella et al. 2016) Both sections 4 (Bonaccorsi and Piccaluga 1994; Faulkner and Senker 1994; D’Este and Patel 2007; Baba, Shichijo and Sedita 2009) Total 46 Section . Total no. of articles . Articles included in the section . Determinants of transfer activities 30 (Zander and Kogut 1995; Zucker and Darby 1996; Cockburn and Henderson 1998; Wong and Radcliffe 2000; Jensen and Thursby 2001; Alavi and Leidner 2001; Cohen et al. 2002; Howells 2002; Cummings and Teng 2003; Owen-Smith and Powell 2003; Laursen and Salter 2004; Agrawal 2006; Zucker and Darby 2006; Bercovitz and Feldman 2006; Bekkers and Freitas 2008; Liyanage et al. 2009; Kenney and Patton 2009; Di Guardo and Valentini 2010; Fritsch and Krabel 2012; Abreu and Grinevich 2013; Kalar and Antoncic 2015; Cunningham et al. 2016; Cassiman et al. 2016; Battaglia et al. 2017; Freitas and Verspagen 2017; Hayter et al. 2017, 2018; Cunningham and O’Reilly 2018; Cunningham et al. 2018) Types of transfer activities 12 (Chen 1994; Bercovitz and Feldman 2006; Schartinger et al. 2006; Link et al. 2007; Perkmann and Walsh 2007; Grimpe and Hussinger 2008; Nilsson et al. 2010; Dutrénit et al. 2010; Perkmann et al. 2013; Ankrah and Omar 2015; Mowery and Ziedonis 2015; Battistella et al. 2016) Both sections 4 (Bonaccorsi and Piccaluga 1994; Faulkner and Senker 1994; D’Este and Patel 2007; Baba, Shichijo and Sedita 2009) Total 46 Open in new tab Section . Total no. of articles . Articles included in the section . Determinants of transfer activities 30 (Zander and Kogut 1995; Zucker and Darby 1996; Cockburn and Henderson 1998; Wong and Radcliffe 2000; Jensen and Thursby 2001; Alavi and Leidner 2001; Cohen et al. 2002; Howells 2002; Cummings and Teng 2003; Owen-Smith and Powell 2003; Laursen and Salter 2004; Agrawal 2006; Zucker and Darby 2006; Bercovitz and Feldman 2006; Bekkers and Freitas 2008; Liyanage et al. 2009; Kenney and Patton 2009; Di Guardo and Valentini 2010; Fritsch and Krabel 2012; Abreu and Grinevich 2013; Kalar and Antoncic 2015; Cunningham et al. 2016; Cassiman et al. 2016; Battaglia et al. 2017; Freitas and Verspagen 2017; Hayter et al. 2017, 2018; Cunningham and O’Reilly 2018; Cunningham et al. 2018) Types of transfer activities 12 (Chen 1994; Bercovitz and Feldman 2006; Schartinger et al. 2006; Link et al. 2007; Perkmann and Walsh 2007; Grimpe and Hussinger 2008; Nilsson et al. 2010; Dutrénit et al. 2010; Perkmann et al. 2013; Ankrah and Omar 2015; Mowery and Ziedonis 2015; Battistella et al. 2016) Both sections 4 (Bonaccorsi and Piccaluga 1994; Faulkner and Senker 1994; D’Este and Patel 2007; Baba, Shichijo and Sedita 2009) Total 46 Section . Total no. of articles . Articles included in the section . Determinants of transfer activities 30 (Zander and Kogut 1995; Zucker and Darby 1996; Cockburn and Henderson 1998; Wong and Radcliffe 2000; Jensen and Thursby 2001; Alavi and Leidner 2001; Cohen et al. 2002; Howells 2002; Cummings and Teng 2003; Owen-Smith and Powell 2003; Laursen and Salter 2004; Agrawal 2006; Zucker and Darby 2006; Bercovitz and Feldman 2006; Bekkers and Freitas 2008; Liyanage et al. 2009; Kenney and Patton 2009; Di Guardo and Valentini 2010; Fritsch and Krabel 2012; Abreu and Grinevich 2013; Kalar and Antoncic 2015; Cunningham et al. 2016; Cassiman et al. 2016; Battaglia et al. 2017; Freitas and Verspagen 2017; Hayter et al. 2017, 2018; Cunningham and O’Reilly 2018; Cunningham et al. 2018) Types of transfer activities 12 (Chen 1994; Bercovitz and Feldman 2006; Schartinger et al. 2006; Link et al. 2007; Perkmann and Walsh 2007; Grimpe and Hussinger 2008; Nilsson et al. 2010; Dutrénit et al. 2010; Perkmann et al. 2013; Ankrah and Omar 2015; Mowery and Ziedonis 2015; Battistella et al. 2016) Both sections 4 (Bonaccorsi and Piccaluga 1994; Faulkner and Senker 1994; D’Este and Patel 2007; Baba, Shichijo and Sedita 2009) Total 46 Open in new tab © The Author(s) 2020. Published by Oxford University Press. All rights reserved. For permissions, please email: journals.permissions@oup.com This article is published and distributed under the terms of the Oxford University Press, Standard Journals Publication Model (https://academic.oup.com/journals/pages/open_access/funder_policies/chorus/standard_publication_model) TI - Channels and processes of knowledge transfer: How does knowledge move between university and industry? JF - Science and Public Policy DO - 10.1093/scipol/scaa002 DA - 2020-04-01 UR - https://www.deepdyve.com/lp/oxford-university-press/channels-and-processes-of-knowledge-transfer-how-does-knowledge-move-I0LrGjqGTp SP - 256 VL - 47 IS - 2 DP - DeepDyve ER -