TY - JOUR AU - Danesi, Romano AB - Abstract Among the potential mechanisms involved in resistance to tyrosine kinase inhibitors (TKIs) in non-small cell lung cancer, the manifestation of stem-like properties in cancer cells seems to have a crucial role. Alterations involved in the development of TKI resistance may be acquired in a very early phase of tumorigenesis, supporting the hypothesis that these aberrations may be present in cancer stem cells (CSCs). In this regard, the characterization of tumor subclones in the initial phase and the identification of the CSCs may be helpful in planning a specific treatment to target selected biomarkers, suppress tumor growth, and prevent drug resistance. The aim of this review is to elucidate the role of CSCs in the development of resistance to TKIs and its implication for the management of patients. Among the potential mechanisms involved in resistance to tyrosine kinase inhibitors (TKIs) in non-small cell lung cancer (NSCLC), the manifestation of stem-like properties in cancer cells seems to have a crucial role. Mechanisms of resistance may include appearance of stem-like properties by the over-expression of CSC antigens or increased expression of ALDH and ABC transporters (SP+ cells); de-regulation of signal transduction pathways (i.e., Notch, Wnt/β-catenin, and Hedgehog); acquisition of genetic (EGFR and KRAS mutations, ALK translocation) and epigenetic (i.e., miRNA) alterations. In this regard, the characterization of tumor subclones at initial phase and the identification of the CSCs may be more effective in planning a specific treatment targeting specific biomarkers, suppressing tumor growth, and preventing drug resistance. Open in new tabDownload slide Open in new tabDownload slide Cancer stem cells, Treatment resistance, Tyrosine kinase inhibitors, Biomarkers, Tumor heterogeneity Significance Statement Resistance to treatment in non-small cell lung cancer is one of the major obstacles for clinicians. Recently, mutations in different genes have emerged as potential biomarkers of acquired resistance to treatment, however, little is known about the role of cancer stem cells. The present review addresses how cancer stem cells can contribute to treatment resistance and how it can be overcome. Introduction The efficacy of targeted therapies in tumors harboring actionable mutations, such as those occurring in EGFR or ALK genes, is significantly reduced when resistance occurs, and despite the success of EGFR- and ALK-tyrosine kinase inhibitors (TKIs) [1], tumors become refractory to TKIs and the disease progresses after an initial response [2]. The resistance is strongly related to tumor heterogeneity and is often classified as “de novo” resistance, in which cancer cells initially respond to treatment and acquire resistance due to the appearance of new mutations as a result of clonal selection [3]. However, adaptive mechanism of resistance may also occur, in which cells are able to survive to treatment pressure, remaining in a quiescent state. Tumor heterogeneity may also be explained by the cancer stem cell (CSC) models, in which cells with stemness properties maintain the CSC pool, contributing to the generation of cancer stem-like cells (CSLC) [4]. The existence of highly malignant, chemo-resistant CSLC has a crucial role in tumorigenesis, growth, metastasis, resistance to treatments, and risk of relapse [5-7]. Despite the large improvements in terms of survival due to the EGFR- (i.e., gefitinib, erlotinib, and afatinib) and ALK-TKIs (i.e., crizotinib, ceritinib, alectinib, and brigatinib) in EGFR and ALK-positive NSCLC, the acquired resistance seems to be multifactorial, including new mutations and new mechanisms of activation. In this view, the role of CSCs is crucial to inspire the development of new “druggable” targets and new personalized treatments [8]. This review focuses on the role of CSCs in the development of spatial and temporal heterogeneity of NSCLC and how they can mediate resistance to TKIs [9, 10]. Role of Cancer Stem Cells in Tumor Heterogeneity The enhanced knowledge regarding the causes and consequences of tumor heterogeneity reveals a complex etiology of TKI resistance. In this regard, tumor heterogeneity may confer primary and secondary resistance to any targeted therapy [11]. Interestingly, several studies provide insights into the heterogeneity of clonal events, demonstrating that they can be detected in an early phase of tumor development [12]. Moreover, it has been shown that different levels of extracellular receptors, expression of stress-responsive genes, and the presence of both sensitizing and desensitizing mutations to TKIs may characterize different regions of the tumors [13], suggesting the co-existence of TKI-sensitive and TKI-resistant subclones [14], thereby posing a challenge to the current approach of personalized medicine. In addition, some researchers provided evidence of co-existence of both wild-type and mutant EGFR within the same tumor [15-17]. Currently, two hypotheses address the challenge of tumor heterogeneity: (a) the mechanism of mutation induction and (b) the presence of heterogeneous subclonal lineages derived from distinctive CSCs that dynamically maintain tumor plasticity [6, 18, 19]. By conducting deep sequencing analysis of 17 treatment-naïve lung adenocarcinomas, Govindan and colleagues suggested that EGFR mutations may be acquired at a very early phase of tumorigenesis and can be considered a founder mutation of the tumor due to their existence in all subclones. In this regard, they suggested that the characterization of tumor subclones in the initial phase and the identification of CSCs may be more effective in planning a specific treatment, targeting the developmental signaling pathways (i.e., the Notch, hedgehog, and transforming growth factor-beta [TGF-β] pathways), suppressing tumor growth and preventing drug resistance [7, 20]. Since there is co-existence of different CSC subpopulations generating a complex heterogeneous tumor, a specific treatment targeting CSCs has limited value and may be insufficient for cancer eradication because other CSC subpopulations could potentially propagate into the tumor. In recent years, several models of CSC biology have been proposed to explain how tumor heterogeneity develops and contributes to the early stage of tumor formation, disease progression, and drug resistance (Fig. 1) [21]. The most prevalent CSC theory proposes that tumor heterogeneity arises as a result of a hierarchical unidirectional path through which CSCs self-renew and generate more differentiated neoplastic progenitor cells, also called non-CSCs, explaining the existence of different subpopulations with distinct genetic and epigenetic characteristics [22]. In fact, in contrast to normal stem cells, these cells show genetic mutations and other molecular features, such as epigenetic modifications and phenotypic changes that, together with marked deregulation and persistent activation of highly conserved signal transduction pathways, could contribute to heterogeneity and progression of many tumors, including lung cancer [23]. Figure 1 Open in new tabDownload slide Models of CSCs biology explaining tumor heterogeneity. The classical CSCs model described that tumor heterogeneity reflects a unidirectional path through which CSCs self-renew and differentiate into neoplastic progenitor cells (non-CSCs). The stemness phenotype model (SPM) introduces the concept of interconversion between CSCs and non-CSCs depending on the signals of the microenvironment. Critical to classical CSC model is also the notion of plastic CSC model, describing that non-CSCs can undergo a de-differentiation process and re-enter the stem cell/CSC state. At last, in the complex system model both genetic (G) and epigenetic (E) changes occur within a single tumor and can produce different cell niche where several tumor-initiating cell types may co-exist. In addition, cell-cell communication and cell-niche interaction also contribute to produce different tumor cell subpopulations and so, tumor heterogeneity. Abbreviation: CSCs, cancer stem cells. Figure 1 Open in new tabDownload slide Models of CSCs biology explaining tumor heterogeneity. The classical CSCs model described that tumor heterogeneity reflects a unidirectional path through which CSCs self-renew and differentiate into neoplastic progenitor cells (non-CSCs). The stemness phenotype model (SPM) introduces the concept of interconversion between CSCs and non-CSCs depending on the signals of the microenvironment. Critical to classical CSC model is also the notion of plastic CSC model, describing that non-CSCs can undergo a de-differentiation process and re-enter the stem cell/CSC state. At last, in the complex system model both genetic (G) and epigenetic (E) changes occur within a single tumor and can produce different cell niche where several tumor-initiating cell types may co-exist. In addition, cell-cell communication and cell-niche interaction also contribute to produce different tumor cell subpopulations and so, tumor heterogeneity. Abbreviation: CSCs, cancer stem cells. In addition, emerging evidence supports the existence of a contextually regulated equilibrium between CSCs and neoplastic progenitors, including the ability of progenitor cells to undergo de-differentiation to form CSCs. In the stemness phenotype model (SPM) [24], as well as in the dynamic CSC model [25], it has been proposed that CSCs and differentiated cells can interconvert to each other, depending on signals from the tumor microenvironment that are able to drive phenotypic changes without additional mechanisms (i.e., genetic mutations). Furthermore, as described in a more complex system model, while genetic mutations may produce new tumor cell populations and epigenetic changes might enable cells to produce progeny with a more or less restricted fate, cell-cell interaction and cell-niche communication could significantly contribute to the production of different subpopulations of cells characterized by resistance to treatment and the expression of different cell markers [26, 27], considered to be important targets for successful therapy. Although lung cancer is the most common lethal form of cancer, less is known about the biology of lung CSCs than other solid tumor stem cells. The acquisition of genetic and epigenetic alterations by CSCs and the influence of the microenvironment determine the CSC-mediated drug resistance, enhancing tumorigenic and metastatic activities [28]. In fact, CSCs are responsible for resistance to most of the available anti-cancer treatments, including conventional chemotherapy and radiotherapy [29, 30]. Few studies have also examined the effects of the molecular targeted therapies, particularly of the EGFR-TKIs on NSCLC-CSCs [31]. CSCs Markers and Modulation of Signaling Pathways in NSCLC NSCLC-CSCs have specific biological characteristics involved in generation, development, metastasis, and recurrence of tumors. Recent evidence has highlighted that in NSCLC the presence of this small fraction of tumor cells is increased after treatment and is able to regenerate the primary tumor [32]. These cells are characterized by an overexpression of common CSC antigens, such as CD44, CD117, CD133, and CD166, and by an increased expression of aldehyde dehydrogenase (ALDH) and ATP-binding cassette (ABC) transporters (side population [SP] positive cells) (Table 1) [32, 33]. In detail, CD133, also known as prominin-1, is a plasma membrane glycoprotein able to maintain stemness by suppressing differentiation. Drug-resistant cells derived from NSCLC cell lines have been reported to be enriched in CD133pos cells and to display higher levels of cytokines, like angiogenic and growth factors, leading to an increased tumorigenic and metastatic potential of the CSCs [33]. ALDH is a family of intracellular detoxifying enzymes capable of modulating gene expression, cellular detoxification, and differentiation and with a significant role in the development of drug resistance in several tumors, thus representing a prominent marker in lung cancer [34, 35]. Indeed, ALDHhigh cells isolated from NCI-H358 and NCI-H125 lung cancer cell lines were enriched in tumorigenic CD133pos cancer cells [34], and the high expression of ALDH1 protein has been reported to correlate with poor prognosis in NSCLC patients and high resistance to chemotherapeutic agents [34, 47, 48]. Similarly, Huang and colleagues explored the association of ALDH1A1 expression with EGFR-TKI resistance in CSCs, demonstrating that the PC-9 cancer cell line ALDH1A1high was resistant to gefitinib [36]. In addition, results obtained from clinical studies showed that lung cancer cells resistant to gefitinib contained significantly increased proportions of ALDH1A1high CSCs [36]. Treatment with EGFR-TKIs has also been shown to induce overexpression of ALDH, increasing CSCs and epithelial to mesenchymal transition (EMT) markers, including Nanog, Oct-4, Sox-2, c-Met, and β-catenin, and conferring resistance to EGFR-TKIs treatment [49]. A similar induction of ALDH1high CSCs was observed during the development of resistance to the EGFR-TKI erlotinib [50] and in the HCC827-ACR afatinib-resistant cell line [51]. In addition, it is well known that among CSCs there exists a subpopulation of cells, called SP, able to pull out drugs and responsible in part for the resistance to therapy. Molecules involved in drug efflux are members of the ABC family of transporters [52], which are significantly upregulated, along with genes involved in NSCLC-CSCs stemness, and are able to induce resistance to different treatments [53]. Among all ABC transporters, BCRP/ABCG2 and P-gp/MDR1/ABCB1 are selectively expressed in SP cells. The BCRP/ABCG2 transporter is associated with tumor growth, progression, and metastasis, and its overexpression confers multidrug resistance to a number of anti-cancer drugs [54, 55]. Interestingly, EGFR-TKIs have been found to interact with this transporter [56]. Ho and colleagues have reported an increased expression of BCRP/ABCG2, P-gp/MDR1/ABCB1, MRP1/ABCC1 in SP cells of various NSCLC cell lines [46] and, similarly, in primary tumors obtained from lung cancer patients [57], suggesting that their overexpression was directly correlated with CSC-mediated resistance in NSCLC. Chen and colleagues showed that acquired resistance to gefitinib in wild-type EGFR-expressing cancer cells was associated with increased expression of BCRP/ABCG2, which in turn leads to gefitinib efflux from cells, and was correlated with poor response to gefitinib in both cancer cell lines and lung cancer patients with wild-type EGFR [58]. The afatinib-resistant cell line HCC827-ACR also exhibits an overexpression of P-gp/MDR1/ABCB1, suggesting a strong correlation between the presence of the ABC transporter and acquired resistance to afatinib [51]. More recently, Katayama and colleagues described P-gp/MDR1/ABCB1 overexpression as a mechanism of resistance to ceritinib in ALK-rearranged NSCLC [59]. Nevertheless, the use of these markers to identify CSC populations is more complex and is accompanied by limitations. Indeed, several articles have reported that, in addition to the correlation between CD133 positivity and CSLCs, there is also evidence that CD133-negative cells have stem-like properties, casting doubt on CD133 as a CSC marker [60-62]. In addition, Akunuru and colleagues demonstrated that in A549 and H441 NSCLC cell lines and primary patient samples, the CD133pos and ALDH-high SP cells are a phenotypically distinct subpopulation enriched for CSCs activity. At the same time, non-SP CD133neg, and/or ALDH-low cells have been reported to be able to generate SP CD133pos and ALDH-high, suggesting that the elimination of one CSCs subpopulation may be insufficient for cancer eradication, because other CSCs subpopulations could potentially propagate the tumor [33]. Moreover, one of the most important mechanisms by which CSCs survive cancer treatment is represented by signals generated by the tumor microenvironment and is mainly due to a deregulation of signaling pathways [63, 64]. Notch, Wnt/β-catenin, and hedgehog signaling pathways, together with pathways involving NFκ-B, MAPK, PI3K, and EGF, are aberrantly active in CSCs and regulate self-renewal activity, EMT, and also play a significant role in tumor initiation and development [63], as well as in resistance to EGFR-TKIs, making them a key target for the eradication of CSC populations and impairing the metastatic behavior [65]. Table 1 Principal markers characterizing lung cancer stem cells (CSCs) Lung CSCs Markers . Role . References . Aldehyde Dehydrogenase (ALDH) Modulator of gene expression and cell differentiation [34-37] CD24 (CD24A) Role in cell-matrix (adhesion) and cell-cell (migration) [32] CD34 Role in adhesion or homing [32] CD44 (LHR) Regulatory protein for growth, proliferation, cell adhesion, motility, and migration. It is also involved in cell signaling cascades involved in tumor initiation and progression [38, 39] CD90 (Thy-1) Cell-cell and cell-matrix interactions, with implication in apoptosis, metastasis, inflammation, as well as cell adhesion, extravasation and migration [40] CD117 (c-KIT) Cytokine receptor expressed on the surface of hematopoietic stem cells able to bind the stem cell factor (SCF) playing a role in cell survival, proliferation, and differentiation [41, 42] CD133 (Prominin-1) Transmembrane glycoprotein with the function in maintaining stem cell properties by suppressing differentiation [32, 43] CD164 (Sialomucin core protein 24 or endolyn) Function as a cell adhesion molecule [44] CD166 (ALCAM) Important role in mediating adhesion interactions [45] Side population  (SP, Hoechst-negative) Role in the efflux of chemotherapy drugs, accounting for the resistance of cancer to chemotherapy [46] Lung CSCs Markers . Role . References . Aldehyde Dehydrogenase (ALDH) Modulator of gene expression and cell differentiation [34-37] CD24 (CD24A) Role in cell-matrix (adhesion) and cell-cell (migration) [32] CD34 Role in adhesion or homing [32] CD44 (LHR) Regulatory protein for growth, proliferation, cell adhesion, motility, and migration. It is also involved in cell signaling cascades involved in tumor initiation and progression [38, 39] CD90 (Thy-1) Cell-cell and cell-matrix interactions, with implication in apoptosis, metastasis, inflammation, as well as cell adhesion, extravasation and migration [40] CD117 (c-KIT) Cytokine receptor expressed on the surface of hematopoietic stem cells able to bind the stem cell factor (SCF) playing a role in cell survival, proliferation, and differentiation [41, 42] CD133 (Prominin-1) Transmembrane glycoprotein with the function in maintaining stem cell properties by suppressing differentiation [32, 43] CD164 (Sialomucin core protein 24 or endolyn) Function as a cell adhesion molecule [44] CD166 (ALCAM) Important role in mediating adhesion interactions [45] Side population  (SP, Hoechst-negative) Role in the efflux of chemotherapy drugs, accounting for the resistance of cancer to chemotherapy [46] Open in new tab Table 1 Principal markers characterizing lung cancer stem cells (CSCs) Lung CSCs Markers . Role . References . Aldehyde Dehydrogenase (ALDH) Modulator of gene expression and cell differentiation [34-37] CD24 (CD24A) Role in cell-matrix (adhesion) and cell-cell (migration) [32] CD34 Role in adhesion or homing [32] CD44 (LHR) Regulatory protein for growth, proliferation, cell adhesion, motility, and migration. It is also involved in cell signaling cascades involved in tumor initiation and progression [38, 39] CD90 (Thy-1) Cell-cell and cell-matrix interactions, with implication in apoptosis, metastasis, inflammation, as well as cell adhesion, extravasation and migration [40] CD117 (c-KIT) Cytokine receptor expressed on the surface of hematopoietic stem cells able to bind the stem cell factor (SCF) playing a role in cell survival, proliferation, and differentiation [41, 42] CD133 (Prominin-1) Transmembrane glycoprotein with the function in maintaining stem cell properties by suppressing differentiation [32, 43] CD164 (Sialomucin core protein 24 or endolyn) Function as a cell adhesion molecule [44] CD166 (ALCAM) Important role in mediating adhesion interactions [45] Side population  (SP, Hoechst-negative) Role in the efflux of chemotherapy drugs, accounting for the resistance of cancer to chemotherapy [46] Lung CSCs Markers . Role . References . Aldehyde Dehydrogenase (ALDH) Modulator of gene expression and cell differentiation [34-37] CD24 (CD24A) Role in cell-matrix (adhesion) and cell-cell (migration) [32] CD34 Role in adhesion or homing [32] CD44 (LHR) Regulatory protein for growth, proliferation, cell adhesion, motility, and migration. It is also involved in cell signaling cascades involved in tumor initiation and progression [38, 39] CD90 (Thy-1) Cell-cell and cell-matrix interactions, with implication in apoptosis, metastasis, inflammation, as well as cell adhesion, extravasation and migration [40] CD117 (c-KIT) Cytokine receptor expressed on the surface of hematopoietic stem cells able to bind the stem cell factor (SCF) playing a role in cell survival, proliferation, and differentiation [41, 42] CD133 (Prominin-1) Transmembrane glycoprotein with the function in maintaining stem cell properties by suppressing differentiation [32, 43] CD164 (Sialomucin core protein 24 or endolyn) Function as a cell adhesion molecule [44] CD166 (ALCAM) Important role in mediating adhesion interactions [45] Side population  (SP, Hoechst-negative) Role in the efflux of chemotherapy drugs, accounting for the resistance of cancer to chemotherapy [46] Open in new tab TKI Resistance Mediated by Genetic Alterations It is well known that the acquired resistance to EGFR/ALK-TKIs is associated in the majority of cases with the appearance of secondary mutations in the EGFR/ALK tyrosine kinase domain (i.e., the p.T790M mutation for EGFR-TKIs; the p.L1196M or other mutations for ALK-TKIs). Moreover, the activation of alternative pathways (amplification of c-MET), the alteration of the EGFR/ALK pathways (KRAS, BRAF, and PIK3CA mutations, loss of PTEN, aberrant expression of NF1), and the impairment of the EGFR/ALK-TKIs-mediated apoptosis pathway (BCL2-like 11/BIM deletion polymorphism) are the most important alterations responsible for TKI resistance [66]. Notably, two issues are still under debate: (a) if these resistance mutations truly appear after TKI exposure or, in contrast, they pre-exist before treatment and (b) if the mutations pre-exist in CSCs and become more prevalent in the tumor architecture under the selective pressure by TKIs. Currently there are several findings implying that CSCs contribute to TKI resistance in lung cancer by an “adaptive” resistance mechanism, which is assumed to occur rapidly after the initiation of therapy. However, this phenomenon is poorly described in the literature, and these mechanisms remain unclear. Recent data on ALK-mutant tumors obtained from an in vitro study [8] found that in selected cell lines (e.g., H3122, an ALK-translocated NSCLC cell line), there was an increased expression of CSC markers (ALDH1), as a response to targeted therapies (including ALK-TKI and dual PI3K/MEK therapy), together with an increased expression of alternative pathways, that is, PI3K-AKT-mTOR, previously associated not only with resistance to treatment, but also with the CSLC phenotype [67]. In vitro and in vivo results suggest that ALK activity may play an important role in maintaining the stemness of EML4-ALKpos NSCLC cells, characterized by increased expression of CSC-associated biomarkers such as ALDH, NANOG, and OCT4 [68]. It is still unclear whether CSLCs exist as a small subpopulation after initiation of treatment, or if there is just an upregulation of CSLC markers in response to drug treatment. Regarding the EGFR-mutant tumors, some studies report the pre-existence of the p.T790M before TKI treatments [69, 70]; similarly, MET amplification seems to exist before treatment [71]. Several preclinical studies highlighted the involvement of KRAS mutations in lung tumor initiation and maintenance [72]. The mechanisms by which KRAS mutations mediate TKI resistance in cells with stem cell-like properties remain elusive [73]. Lin and colleagues proposed that the activation of oncogenic KRAS, alone or in combination with the removal of tumor suppressor p53 in SPC+ cells, resulted in the development of alveolar tumors [74]. Previous results, published by Kim and colleagues, demonstrated that the expansion of bronchoalveolar stem cells stimulated by a constitutive oncogenic KRAS signaling may transform into adenocarcinomas. The authors’ hypothesis was that while lung tumors arise from expansion of stem cells, the advanced tumors retain characteristics of differentiated lineage(s) due to the influences from the microenvironment or continuous oncogenic signaling [75]. The mechanism of resistance may depend on KRAS alterations in lung CSCs. Recently, Ali and colleagues hypothesized that PKC and Notch pathways, by driving the CSC phenotype, may mediate the tumorigenic behavior of KRAS mutated lung adenocarcinoma cells and exhibit intrinsic drug resistance and therapeutic failure [72]. If acquired resistance is the result of the survival advantage of pre-existing resistant tumor subclones, it cannot be excluded that a limited group of cells with self-renewal properties, the CSCs, are carriers of the alterations commonly known to be the cause of TKI resistance. It has been widely reported that current anti-cancer therapies fail to destroy CSC clones and tend to favor the selection and expansion of resistant subclones, resulting in poor responses and outcomes, thus exerting a strong influence on intra-tumor heterogeneity. Moreover, it has been reported that pharmacological treatments could induce CSCs to drive the re-growth of tumors as a result of microenvironmental adaptation [76]. Shien and colleagues suggested that exposure to EGFR-TKIs may influence the mechanisms of acquired resistance. The exposure of EGFR-mutant lung cancer cell lines to high concentrations of gefitinib may cause the appearance of stem-like properties, including ALDH1 overexpression, increase of SP cells, and self-renewal capability [49]. Despite these interesting findings, it is still not entirely clear why cells with stemness properties appeared to be the major population only from the high-concentration exposure method. Probably, the EGFR-mutant lung cancer cells acquire novel genetic and epigenetic aberrations in response to chronic EGFR-TKI exposure, indicating that they are highly flexible in response to their microenvironment and tend to favor mechanisms in acquiring resistance to TKIs [76]. Published data show that lung adenocarcinoma cells resistant to gefitinib exhibit stemness characteristics [36], sometimes also associated with upregulation of interleukin-8 (IL-8), providing evidence for the role of chemokines in TKI-resistance through CSC regulation [77]. More recently Chiu and colleagues reported that suppression of FOXO-3a drives an EGFR mutation-independent mechanism of resistance to gefitinib, involving the enhancement of stemness of lung cancer in vitro and in vivo [78]. Understanding the mechanisms able to control CSCs, as well as their identification, isolation, and characterization, has major implications for lung cancer therapy. For this reason, targeting CSCs has become crucial in treating cancer and preventing tumor relapse [29, 79, 80]. However, while the development of acquired resistance is dependent on a clonal selection of drug-resistant cell clones already present at the initiation of tumor development, it has to be taken into account that a more complex development of acquired resistance may exist, based on the roles of CSCs and CSLCs. Phenotypic Alterations Other changes of tumor cells involved in acquired resistance to TKIs are EMT and the transformation to a small cell-like carcinoma [49, 81-83]. Della Corte et al. showed that in EGFR-mutated cells, the resistant phenotype is associated with the functional interaction between MET activation and amplification of the gene encoding the hedgehog receptor (SMO). In these cells, the combination of SMO and MET inhibitors exerted significant antitumor activity, while in EGFR wild-type NSCLC cells resistant to EGFR inhibitors, the effects of both SMO and EGFR influenced PI3K/AKT and MAPK signaling cascades with a strong anti-proliferative activity [84]. Bai et al. confirmed that the hedgehog signaling pathway was activated in EGFR-TKI—resistant NSCLC cells, while it was silenced in EGFR-TKI—sensitive NSCLC cells. Interestingly, these authors revealed that EGFR-TKI resistant phenotype is accompanied by EMT induction and ABCG2 overexpression [85]. Studies on H1299 NSCLC cell-lines harboring the EML4-ALK demonstrated that the induction of the EMT is consistent with CSC properties. In support of the hypothesis that H1299-EML4-ALK NSCLC cell lines display CSC characteristics, it was found that they display significantly higher levels of CD133pos cells, a lung CSC marker [32], suggesting that EML4-ALK confers subpopulations of NSCLC cells with CSC traits [86]. Moreover, cells within the tumor mass can regain stemness properties [19], making the involvement of CSCs in TKI resistance a complex topic for further investigation. Epigenetic Modifications Current evidence suggests that the involvement of epigenetic alterations, such as promoter methylation, histone modification, and the deregulation of specific microRNAs (miRNAs), may be implicated in the acquisition of resistance to several lung cancer treatments, including chemotherapy and targeted therapy [65]. In comparison to genomic mutations, epigenetic changes are reversible and subject to environmental pressure, generating a more complex tumor heterogeneity and contributing to the development of drug resistance. It has been reported that epigenetic modifications can regulate CSCs and influence cell-cycle exit and differentiation, pro-survival and EMT, migration and invasion, and can increase tumor initiation and its metastatic potential [87]. Few studies have been published in relation to epigenetics, CSCs, and EGFR-TKIs resistance. Promoter methylation involves DNA methylation of CpG islands in the promoter region of some genes, rendering them transcriptionally silent. Nevertheless, while the CpG island methylation in the promoter region of the EGFR gene is common in solid tumors, little is known about its role in affecting TKI resistance [88, 89]. Some in vitro studies report that the inhibition of DNA methylation using 5-aza-2′-deoxy cytidine (5-aza-CdR) in three NSCLC cell lines bearing different EGFR mutational status and levels of sensitivity to EGFR-TKIs enhanced the anti-tumor effects of gefitinib in NSCLC cells [90, 91], suggesting the EGFR gene promoter methylation as a potential mechanism for acquired resistance to gefitinib. Lin and colleagues demonstrated that the underlying biology of genes regulated by DNA methylation may have predictive value in NSCLC. They identified several candidate genes, including genes related to the EMT phenotype, such as AXL, that were differentially methylated in normal lung tissue versus NSCLC tumors and associated with erlotinib resistance [92]. Ogawa et al., performing a methylation-specific array, found that death-associated protein kinase (DAPK) was hypermethylated in an NSCLC cell line resistant to erlotinib. In vitro restoration of DAPK into the resistant NSCLC cells by transfection re-sensitized the cells to erlotinib, demonstrating that DAPK plays an important role in erlotinib resistance and that gene silencing through promoter methylation is one of the key mechanisms of resistance to anti-EGFR therapeutic agents [89]. The involvement of histone deacetylases (HDACs) in EGFR-TKI resistance has also been reported. Yu and colleagues demonstrated that inhibition of HDACs was able to induce a sensitization to erlotinib in a panel of EGFR-TKI-resistant NSCLC cell lines in vitro and in two erlotinib-resistant NSCLC xenograft models in vivo; a downregulation of the expression of HER2, c-Met, IGF1R, and AXL at both the transcriptional and protein levels was demonstrated, as well as a consensual inhibition of Akt and ERK activities [93]. In addition to this, HDAC inhibition can epigenetically restore the function of BIM, a BH3 pro-apoptotic member of the Bcl-2 protein family, and the death sensitivity to gefitinib and erlotinib in EGFR mutant forms of NSCLC where resistance to EGFR-TKI is associated with a common BIM polymorphism [94, 95]. Tanimoto and colleagues demonstrated that BIM polymorphism contributes also to resistance against osimertinib, both in vitro and in vivo [95]. There is evidence that miRNAs regulate certain genes associated with resistance to EGFR-TKIs [96]. In a recent study, Wang and colleagues identified miRNA profiles in plasma, involved in primary resistance to EGFR-TKIs in advanced NSCLC patients with EGFR activating mutations, finding high expression levels of miR-21, AmiR-27a, miR-34a, and miR-218 in 20 NSCLC patients with EGFR 19 deletion treated with first-line EGFR-TKIs [97]. In particular miR-21, together with miR-223 and miR-214, has been reported to generate gefitinib and erlotinib resistance via activation of the IGF1R/PI3K/AKT and ERK signaling pathways and suppression of PTEN [98-100]. Greater efficacy of EGFR-TKIs in NSCLC has been ascribed to miR-200c overexpression. These patients were able to regain gefitinib, erlotinib, and afatinib sensitivity through the regulation of EMT by PI3K/AKT and MEK/ERK pathways, and showed a correlation with higher disease control rate, longer progression-free survival, and overall survival [51, 101, 102]. Also, miR-30a-5p, as well as miR-138-5p, has been reported to overcome and/or revert EGFR-TKIs resistance in NSCLC through regulation of PI3K/AKT and G protein-coupled receptor 124, respectively, [103, 104]. In addition, the inhibition of hedgehog signaling sensitizes NSCLC-CSCs to erlotinib therapy through modulation of EMT-regulating miRNAs, upregulation of CSC markers (Sox2, Nanog, and EpCAM) and downregulation of the miR-200 and let-7 family of miRNAs [105]. The overexpression of miR-23, −103, −134, −147, −203, and −478b has been reported to be induced by TGF-β1, which is also able to promote the inhibition and/or activation of several targets and pathways, thereby influencing drug resistance to EGFR-TKIs [106]. As described above, approximately 4% of NSCLC patients have ALK-rearrangements. Unfortunately acquired resistance to crizotinib (ALK-TKIs) eventually developed in ALK-positive patients. Several miRNAs are involved in progression of ALK-positive tumor cells, but the relation between crizotinib resistance and miRNAs in NSCLC is still unknown. Future Therapies and CSCs Clinical Trials Even if targeting CSCs would be an interesting option to overcome treatment resistance, it still represents a big challenge. Unfortunately, there are no ongoing clinical trials targeting CSCs in TKI-pretreated NSCLC. However, a few clinical trials have been conducted in NSCLC patients receiving chemotherapy. The trial “Imetelstat as Maintenance Therapy After Initial Induction Chemotherapy in Non-Small Cell Lung Cancer (NSCLC)” (NCT01137968), evaluated the efficacy and safety of imetelstat (GRN163L), a telomerase inhibitor, as maintenance therapy for NSCLC patients who progressed to a platinum-based therapy. Another study, “Carboplatin and Pemetrexed Plus Demcizumab (OMP-21M18) in Subjects With Non-Squamous Non-Small Cell Lung Cancer” (NCT01189968) was focused on the safety and the optimal dose of demcizumab (OMP-21M18), a humanized monoclonal antibody developed to target CSCs, in combination with carboplatin and pemetrexed. The results of these trials are not yet available. Conclusion Despite the efforts made to improve the clinical outcomes of advanced NSCLC in the past decade, the death rate of patients is still very high, due to the development of resistance leading to tumor refractoriness and disease progression. The resistance is strongly related to tumor heterogeneity and is explained in part by the presence of CSCs. In this review, we have described the crucial role of CSCs in the development of spatial and temporal heterogeneity of NSCLC and how they can mediate TKIs resistance. Alterations involved in the development of TKI resistance may be acquired at a very early phase of tumorigenesis, supporting the hypothesis that these aberrations may be present in CSCs. Nowadays, approaches to specifically target the CSC population are often used as an adjunct to chemotherapy, radiotherapy, and targeted therapy. Therefore, due to the high tumor heterogeneity, the identification of CSCs at the initial phase could suggest a targeted approach to prevent drug resistance. Although the role of CSCs in drug resistance is an emerging topic, unfortunately, it lacks clinical application at the moment. The origin of CSCs, the role of the microenvironment, and phenotypic alterations together with genetic and epigenetic modifications are the hallmarks of tumor heterogeneity, which leads to resistance to targeted treatments in NSCLC. A deeper understanding of tumor and CSC biology will facilitate the understanding of the mechanisms underlying tumor evolution and resistance to targeted therapy. With the advances seen in this highly active field, improvements in the clinical outcome of patients with NSCLC can be expected in the foreseeable future. Author Contributions M.D.R., E.A., G.R., A.P., E.R., and S.C.: wrote the review; F.D.M., A.D.P., and R.D.: critically reviewed the manuscript. 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