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Underpricing in the Corporate Bond Market

Cai, Nianyun (Kelly)
The Review of Financial Studies , Volume 20 (6) Oxford University PressNov 1, 2007

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Underpricing in the Corporate Bond Market

Abstract

This article examines underpricing of initial public offerings (IPOs) and seasoned offerings in the corporate bond market. We investigate whether underpricing represents a solution to an information problem or a liquidity problem. We find that underpricing occurs with both IPOs and seasoned offerings and is highest among riskier, unknown firms. Our evidence suggests that information problems drive underpricing, with support for both the bookbuilding view of underpricing and the asymmetric information theory. We do not find evidence in favor of the Rock model of underpricing or any evidence that illiquidity causes underpricing.
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Title
Underpricing in the Corporate Bond Market
Author(s)
Cai, Nianyun (Kelly)
Journal
The Review of Financial Studies , Volume 20 (6) Oxford University Press – Nov 1, 2007
Publisher
Oxford University Press
Copyright
Copyright © 2007 Oxford University Press
Subject
Articles
ISSN
0893-9454
eISSN
1465-7368
D.O.I.
10.1093/rfs/hhm048
Publisher site
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