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Journal of Investment Compliance Volume 4 Issue 1

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Complying with the SEC’s new proxy voting rules

Kathleen K. Clarke; Paul M. Miller

Follow Journal of Investment Compliance , Volume 4 (1): 4 Emerald Publishing – Jan 1, 2003
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Preliminary steps to establishing research analyst independence

Samuel J. Winer; Amy N. Kroll

Follow Journal of Investment Compliance , Volume 4 (1): 5 Emerald Publishing – Jan 1, 2003
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Hedge funds: The regulatory landscape at a crossroads

Jedd Wider; Kevin Scanlan

Follow Journal of Investment Compliance , Volume 4 (1): 6 Emerald Publishing – Jan 1, 2003
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The fair valuation mess

David F. Freeman

Follow Journal of Investment Compliance , Volume 4 (1): 5 Emerald Publishing – Jan 1, 2003
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A primer on private placements and achieving liquidity in cross‐border offerings

Guy P. Lander

Follow Journal of Investment Compliance , Volume 4 (1): 11 Emerald Publishing – Jan 1, 2003
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The new face of money laundering

Greg Baldwin

Follow Journal of Investment Compliance , Volume 4 (1): 4 Emerald Publishing – Jan 1, 2003
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Compliance in a multi‐regulatory environment An Interview with Lawrence A. Friend, Partner, PricewaterhouseCoopers LLP

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Knowing your customer and culture: An integrated approach to USA Patriot Act Compliance

Vincent Manning; Marc Spitzner; Ralph C. Martin II; Donald J. Savery

Follow Journal of Investment Compliance , Volume 4 (1): 3 Emerald Publishing – Jan 1, 2003
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Private equity securities: A compliance update for broker‐dealers and investment advisers

John H. Walsh

Follow Journal of Investment Compliance , Volume 4 (1): 7 Emerald Publishing – Jan 1, 2003

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Journal of Investment Compliance Volume 4 Issue 1

Complying with the SEC’s new proxy voting rules

Kathleen K. Clarke; Paul M. Miller

Follow Journal of Investment Compliance , Volume 4 (1): 4 Emerald Publishing – Jan 1, 2003

Preliminary steps to establishing research analyst independence

Samuel J. Winer; Amy N. Kroll

Follow Journal of Investment Compliance , Volume 4 (1): 5 Emerald Publishing – Jan 1, 2003

Hedge funds: The regulatory landscape at a crossroads

Jedd Wider; Kevin Scanlan

Follow Journal of Investment Compliance , Volume 4 (1): 6 Emerald Publishing – Jan 1, 2003

The fair valuation mess

David F. Freeman

Follow Journal of Investment Compliance , Volume 4 (1): 5 Emerald Publishing – Jan 1, 2003

A primer on private placements and achieving liquidity in cross‐border offerings

Guy P. Lander

Follow Journal of Investment Compliance , Volume 4 (1): 11 Emerald Publishing – Jan 1, 2003

The new face of money laundering

Greg Baldwin

Follow Journal of Investment Compliance , Volume 4 (1): 4 Emerald Publishing – Jan 1, 2003

Compliance in a multi‐regulatory environment An Interview with Lawrence A. Friend, Partner, PricewaterhouseCoopers LLP

Follow Journal of Investment Compliance , Volume 4 (1): 4 Emerald Publishing – Jan 1, 2003

Knowing your customer and culture: An integrated approach to USA Patriot Act Compliance

Vincent Manning; Marc Spitzner; Ralph C. Martin II; Donald J. Savery

Follow Journal of Investment Compliance , Volume 4 (1): 3 Emerald Publishing – Jan 1, 2003

Private equity securities: A compliance update for broker‐dealers and investment advisers

John H. Walsh

Follow Journal of Investment Compliance , Volume 4 (1): 7 Emerald Publishing – Jan 1, 2003

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Journal of Investment Compliance Volume 4 Issue 1

1 - 9 of 9 articles

Kathleen K. Clarke; Paul M. Miller

Follow Journal of Investment Compliance , Volume 4 (1): 4 Emerald Publishing – Jan 1, 2003

Samuel J. Winer; Amy N. Kroll

Follow Journal of Investment Compliance , Volume 4 (1): 5 Emerald Publishing – Jan 1, 2003

Jedd Wider; Kevin Scanlan

Follow Journal of Investment Compliance , Volume 4 (1): 6 Emerald Publishing – Jan 1, 2003

Follow Journal of Investment Compliance , Volume 4 (1): 5 Emerald Publishing – Jan 1, 2003

Follow Journal of Investment Compliance , Volume 4 (1): 11 Emerald Publishing – Jan 1, 2003

Follow Journal of Investment Compliance , Volume 4 (1): 4 Emerald Publishing – Jan 1, 2003

Follow Journal of Investment Compliance , Volume 4 (1): 4 Emerald Publishing – Jan 1, 2003

Vincent Manning; Marc Spitzner; Ralph C. Martin II; Donald J. Savery

Follow Journal of Investment Compliance , Volume 4 (1): 3 Emerald Publishing – Jan 1, 2003

Follow Journal of Investment Compliance , Volume 4 (1): 7 Emerald Publishing – Jan 1, 2003